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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE MONITOR GROUP, LLC

CRD 147234

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e725eab-8755-c9cf-b987-90da84cd0f49

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 29, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $461MItem 5.F on the latest filing (2012-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $461M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 261
SEC number: 801-69182
CRD: 147234
Filings on the tape: 1
First filed: Mar 29, 2012
Latest filed: Mar 29, 2012
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DANSEREAU, DERRICK, JAMES	DIRECTOR OF OPERATIONS	Na	yes	03/2008	Mar 29, 2012	Mar 29, 2012
KAUTT, GLENN, GREGORY	MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	03/2008	Mar 29, 2012	Mar 29, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THE MONITOR GROUP, INC.	n/a	Former SEC adviser	$461M	N	yes	n/a
TMG INVESTMENT ADVISORY COMPANY	n/a	Former SEC adviser	$6.9M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$461M	$461M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$461M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (4)

→ THE MONITOR GROUP, INC.Registered adviserother investment adviser, common control
factForm ADV
→ TMG INVESTMENT ADVISORY COMPANYRegistered adviserother investment adviser, common control
factForm ADV
← THE MONITOR GROUP, INC.Registered adviserother investment adviser, common control
factForm ADV
← TMG INVESTMENT ADVISORY COMPANYRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← KAUTT, GLENN, GREGORYOwnerMANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← DANSEREAU, DERRICK, JAMESOwnerDIRECTOR OF OPERATIONS, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e725eab-8755-c9cf-b987-90da84cd0f49
First observed: Mar 29, 2012
Last observed: Mar 29, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MONITOR GROUP, LLC

CRD 147234

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e725eab-8755-c9cf-b987-90da84cd0f49

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:06 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DANSEREAU, DERRICK, JAMES

DIRECTOR OF OPERATIONS

yes

03/2008

Mar 29, 2012

KAUTT, GLENN, GREGORY

MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

03/2008

Mar 29, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THE MONITOR GROUP, INC.

n/a

Former SEC adviser

$461M

yes

n/a

TMG INVESTMENT ADVISORY COMPANY

n/a

Former SEC adviser

$6.9M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$461M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$461M

n/a