DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
New York, NY | South Salem, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 18, 2022 | n/a | yes | New York, NY|South Salem, NY | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Mar 29, 2022 | no | New York, NY|NEW YORK CITY, NY|New York, NY | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 30, 2015 | Mar 25, 2017 | no | New York, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 27, 2008 | Feb 6, 2015 | no | HOBOKEN, NJ|WOODBRIDGE, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 29, 2022 | Mar 18, 2022 | -11 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | MSI FINANCIAL SERVICES, INC. | Feb 6, 2015 | Jan 30, 2015 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:6363:NY:2022-03-24 | Mar 29, 2022 | Mar 18, 2022 | NEW YORK, NY | Firm change |