DFX Intelligence

Data Factory

C•••••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C•••••• A•••• M•••••••••

C•••••• A•••• M•••••••••, LLC, CRD 126111

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f30b188-3a1f-3f97-979e-f6435f9b5b77

Data as of Oct 3, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2012 to Oct 3, 2014
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $467M••• Locked
Discretionary RAUM: $462M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• J•••••••••	MANAGING DIRECTOR	Na	yes	12/1999	Mar 21, 2012	Oct 3, 2014
B••••••• F••••• E•••••	MAJORITY OWNER OF M•••••• I••••••••• H•••••••• I••.	D	yes	11/2003	Mar 21, 2012	Oct 3, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••• I••••••••• A•••••••• L••	n/a	Mixed wealth	$14B	N	yes	n/a
M•••••• A•••• M••••••••• L••	n/a	Asset manager	$4.9B	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 14, 2014

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$467M	$434M	7.6%	n/a	n/a	9	9	n/a	n/a

Relationships

Affiliated with (6)

→ M•••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ M•••••• I••••••••• H•••••••• I••Registered adviserother investment adviser, control, common control
factForm ADV
→ N•••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ M•••••• A•••• M•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f30b188-3a1f-3f97-979e-f6435f9b5b77
First observed: Mar 21, 2012
Last observed: Oct 3, 2014 145 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.