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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

David Charles Glabicki

Advisor at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Cary, NC | BOSTON, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Aug 8, 1988
First registration: Jun 5, 2002
Dual registered: yes, broker-dealer
Other names: DAVE CHARLES GLABICKI
IAPD individual key: 1856817

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Mar 3, 2022	n/a	yes	BOSTON, MA\|Cary, NC	Current employment
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Jul 18, 2016	Feb 28, 2022	no	Cavy, NC\|NEW YORK, NY	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jan 1, 2010	Jun 6, 2016	no	ATLANTA, GA	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Jun 5, 2002	Jan 1, 2010	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Feb 28, 2022	Mar 3, 2022	3	Firm change	Other
INVESCO ADVISERS, INC.	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Jun 6, 2016	Jul 18, 2016	42	Firm change	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	INVESCO ADVISERS, INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other

Relationships

Registered with (4)

→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: current employment
Mar 3, 2022 to presentfactForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 18, 2016 to Feb 28, 2022factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Jun 6, 2016factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 5, 2002 to Jan 1, 2010factForm ADV

Dated events

Occurred
Feb 28, 2022
Advisor changed firm
David Charles Glabicki left New York Life Investment Management Llc for Columbia Management Investment Advisers, Llc (registered 2022-03-03)
Form ADVobserved 4 days ago