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Advisor at BLUE JAY FINANCIAL GROUP, LLC
DEFIANCE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLUE JAY FINANCIAL GROUP, LLC | Independent wealth | Apr 24, 2018 | n/a | yes | DEFIANCE, OH | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Jul 8, 2015 | May 2, 2018 | no | GREENWOOD VILLAGE, CO|DEFIANCE, OH | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Feb 16, 2012 | Jul 7, 2015 | no | DEFIANCE, OH|BRYAN, OH|SWANTON, OH|WAUSEON, OH | Previous registration |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Apr 5, 2011 | Feb 2, 2012 | no | OTTAWA, OH|DEFIANCE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | BLUE JAY FINANCIAL GROUP, LLC | May 2, 2018 | Apr 24, 2018 | -8 | Firm change | Ibd to RIA |
| FIFTH THIRD SECURITIES, INC. | CETERA ADVISORS LLC | Jul 7, 2015 | Jul 8, 2015 | 1 | Firm change | Other |
| HUNTINGTON FINANCIAL ADVISORS | FIFTH THIRD SECURITIES, INC. | Feb 2, 2012 | Feb 16, 2012 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:296467:OH:2018-05-02 | May 2, 2018 | Apr 24, 2018 | DEFIANCE, OH | Firm change |
| 628:10299:OH:2015-07-07 | Jul 7, 2015 | Jul 8, 2015 | WAUSEON, OH | Firm change |