DFX Intelligence

S•••• e• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

S•••• e• A•••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f596ff7-f2d1-3516-6667-0c7a58b1b6ad

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: Jan 5, 2004 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 17, 2026	n/a	yes	Inlet Beach, FL\|MEMPHIS, TN\|PANAMA CITY, FL	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 4, 2022	Sep 10, 2026	no	Memphis, TN\|Inlet Beach, FL\|Memphis, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 10, 2026	Aug 17, 2026	-24	Firm change	Ibd to wirehouse
B• R•••• W••••• M•••••••••	B• R•••• W••••• A•••••••• I•••	Dec 31, 2022	Aug 4, 2022

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 4, 2022 to Sep 10, 2026factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 12, 2010 to Dec 31, 2022factForm ADV
→ M••••• K••••• • C••••••• L••

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 10, 2026
Advisor changed firm
S•••• E• A••••••• left B• R•••• W••••• A•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-08-17)
Form ADVobserved 7 days ago

Show 3 bookkeeping events

Occurred
Sep 18, 2026
S•••• E• A••••••• added a FL registration at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Occurred
Aug 17, 2026
S•••• E• A••••••• added a TN registration at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Occurred
Aug 17, 2026
S•••• E• A••••••• added a TX registration at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f596ff7-f2d1-3516-6667-0c7a58b1b6ad
First observed: Jan 5, 2004
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.