DFX Intelligence

T••••• W•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T••••• W•••• P••••••

Advisor at T••••••• S••••••• A•••••••

Tyler, TX | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:2f6088f4-8811-9f25-203b-b9af8120c0e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 23, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Jan 12, 2026	n/a	yes	INDIANAPOLIS, IN\|Tyler, TX	Current employment
E••••• J••••	National bd RIA	Jun 23, 2017	Jan 13, 2026	no	Lindale, TX\|ST LOUIS, MO\|lIndale, TX\|TYLER, TX\|LINDALE, TX\|TYLER, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	T••••••• S••••••• A•••••••	Jan 13, 2026	Jan 12, 2026	-1	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 23, 2017 to Jan 13, 2026factForm ADV

Dated events

Occurred
Jan 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f6088f4-8811-9f25-203b-b9af8120c0e8
First observed: Jun 23, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.