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advised by EFS ASSET MANAGEMENT LLC
Texas, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Jun 19, 2020 | $18.4M | 3 | $500,000 | 8900.0% | yes | NORTHGATE CAPITAL, LP |
| Mar 30, 2020 | $18.4M | 3 | $500,000 | 8900.0% | yes | NORTHGATE CAPITAL, LP |
| Mar 27, 2019 | $12.8M | 3 | $500,000 | 8900.0% | yes | NORTHGATE CAPITAL, LP |
| Mar 30, 2018 | $25.3M | 4 | $500,000 | 3700.0% | yes | NORTHGATE CAPITAL, LP |
| Dec 8, 2017 | $21.4M | 4 | $500,000 | 3700.0% | yes | NORTHGATE CAPITAL, LP |
| Mar 31, 2017 | $21.4M | 4 | $500,000 | 3700.0% | yes | NORTHGATE CAPITAL, LP |
| Nov 28, 2016 | $26.0M | 4 | $500,000 | 2700.0% | yes | NORTHGATE CAPITAL, LP |
| Jul 5, 2016 | $26.0M | 4 | $500,000 | 2700.0% | yes | NORTHGATE CAPITAL, LP |
| Jul 1, 2016 | $26.0M | 4 | $500,000 | 2700.0% | yes | NORTHGATE CAPITAL, LP |
| Mar 30, 2016 | $24.6M | 4 | $500,000 | 2700.0% | yes | NORTHGATE CAPITAL, LP |
| Feb 2, 2016 | $23.0M | 4 | $500,000 | 2400.0% | yes | NORTHGATE CAPITAL, LP |
| Jul 31, 2015 | $23.0M | 4 | $500,000 | 2400.0% | yes | NORTHGATE CAPITAL, LP |
| Mar 31, 2015 | $23.0M | 4 | $500,000 | 2400.0% | yes | NORTHGATE CAPITAL, LP |
| Mar 31, 2014 | $20.0M | 3 | $500,000 | 2400.0% | yes | NORTHGATE CAPITAL, LP |
| Jun 19, 2013 | $13.1M | 2 | $500,000 | 0.0% | yes | NORTHGATE CAPITAL, LP |
| Jun 6, 2013 | $13.1M | 2 | $500,000 | 0.0% | yes | NORTHGATE CAPITAL, LP |
| Apr 1, 2013 | $13.1M | 2 | $500,000 | 0.0% | yes | NORTHGATE CAPITAL, LP |
| Mar 30, 2012 | $5.2M | 2 | $500,000 | 10000.0% | yes | NORTHGATE CAPITAL, LP |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| COMERICA BANK | COMERICA BANK | Dallas | Texas | United States | no | n/a |
| JEFFERIES LLC | JEFFERIES LLC | NEW YORK | New York | United States | no | 8-15074 |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY & CO. LLC | NEW YORK | New York | United States | no | 8-15869 |