DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•••••••• C••••••• L•
Gross asset value
$18.4M
as of Jun 19, 2020; not a fund size
Peak GAV
$26.0M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
89%
of the fund
Owned by funds
88%
fund-of-funds interests
Non-US owners
63%
Reported
18 filings
Mar 30, 2012 to Jun 19, 2020
Reporting history
one row per Form ADV filing
Gross asset value$18.4M as of Jun 19, 2020
Mar 30, 2012$5.2M then
Owners3 as of Jun 19, 2020
Mar 30, 20122 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Comerica BankDallas, Texas · LEI 7H6GLXDRUGQF70WY0ID1
- Jefferies LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 89%reportedadviser and related persons