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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Alan D Sanders

Advisor at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CORAL GABLES, FL | Gulf Breeze, FL

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Search this name across graphsid dfx:ria:2f6f32be-2ab1-4f11-520e-e7a7e49a5ba0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 4, 2010
First registration: Jun 8, 2010
Dual registered: yes, broker-dealer
Other names: ALAN SANDERS|Alan Dale Sanders
IAPD individual key: 5779990

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Oct 29, 2019	n/a	yes	Gulf Breeze, FL\|CORAL GABLES, FL	Current employment
FARMERS FINANCIAL SOLUTIONS, LLC	Former SEC adviser	Jan 22, 2019	Oct 21, 2019	no	BIRMINGHAM, AL\|CHELSEA, AL\|WESTLAKE VILLAGE, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Aug 10, 2017	no	Vestavia, AL\|PENSACOLA, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 13, 2015	Mar 25, 2017	no	PENSACOLA, FL\|BIRMINGHAM, AL	Previous registration
EDWARD JONES	National bd RIA	Jun 8, 2010	Dec 26, 2014	no	OCALA, FL\|ST LOUIS, MO\|OCALA, FL\|Pensacola, FL\|WILDWOOD, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FARMERS FINANCIAL SOLUTIONS, LLC	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Oct 21, 2019	Oct 29, 2019	8	Firm change	Other
MML INVESTORS SERVICES, LLC	FARMERS FINANCIAL SOLUTIONS, LLC	Aug 10, 2017	Jan 22, 2019	530	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
EDWARD JONES	MSI FINANCIAL SERVICES, INC.	Dec 26, 2014	Jan 13, 2015	18	Firm change	Other

Relationships

Registered with (5)

→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Oct 29, 2019 to presentfactForm ADV
→ FARMERS FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jan 22, 2019 to Oct 21, 2019factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Aug 10, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 13, 2015 to Mar 25, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 8, 2010 to Dec 26, 2014factForm ADV

Dated events

No dated event names this entity yet.