DFX Intelligence

J••• W•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J••• W•••••• S•••••

Advisor at C•••••• C••••• G••••• I•••

LOS ANGELES, CA | Phoenix, AZ

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Search this name across graphsid dfx:ria:2f7533b7-7dc9-f68e-5e4c-400631756271

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Jul 24, 2026	n/a	yes	Phoenix, AZ\|LOS ANGELES, CA	Current employment
J••• H•••••• I••••••••• M••••••••• L••	Asset manager	Mar 17, 2020	Sep 5, 2024	no	Tempe, AZ\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• H•••••• I••••••••• M••••••••• L••	C•••••• C••••• G••••• I•••	Sep 5, 2024	Jul 24, 2026	687	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Jul 24, 2026 to presentfactForm ADV
→ J••• H•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 17, 2020 to Sep 5, 2024factForm ADV

Dated events

Occurred
Sep 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f7533b7-7dc9-f68e-5e4c-400631756271
First observed: Mar 17, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.