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RIA / WealthAdvisorCertified Financial Planner21 years in industry

STEPHEN PHILIP ERFLE

Advisor at THRIVE WEALTH MANAGEMENT, LLC

AUDUBON, PA | BLUE BELL, PA

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Search this name across graphsid dfx:ria:2f7c655a-7a84-658d-3adf-bce45dd95c14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVE WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 18, 2004
First registration: Sep 21, 2007
Dual registered: no
Other names: STEPHEN P ERFLE
IAPD individual key: 4845587

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVE WEALTH MANAGEMENT, LLC	Independent wealth	Oct 10, 2013	n/a	yes	AUDUBON, PA\|BLUE BELL, PA	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Dec 16, 2011	Oct 15, 2013	no	NORTH WALES, PA	Previous registration
LEGACY ADVISORS, LLC	Independent wealth	Oct 29, 2008	Sep 22, 2011	no	PLYMOUTH MEETING, PA	Previous registration
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Sep 21, 2007	May 16, 2008	no	OAKS, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	THRIVE WEALTH MANAGEMENT, LLC	Oct 15, 2013	Oct 10, 2013	-5	Firm change	Other
LEGACY ADVISORS, LLC	UNITED CAPITAL FINANCIAL ADVISORS	Sep 22, 2011	Dec 16, 2011	85	Firm change	Other
SEI INVESTMENTS MANAGEMENT CORP	LEGACY ADVISORS, LLC	May 16, 2008	Oct 29, 2008	166	Firm change	Other

Relationships

Registered with (4)

→ THRIVE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 10, 2013 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 16, 2011 to Oct 15, 2013factForm ADV
→ LEGACY ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 29, 2008 to Sep 22, 2011factForm ADV
→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: previous registration
Sep 21, 2007 to May 16, 2008factForm ADV

Dated events

No dated event names this entity yet.