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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

LEGACY ADVISORS, LLC

CRD 139830

PLYMOUTH MEETING, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94abb46a-e588-017f-f8f5-44bb954b0cba

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 10
On other graphs: 0
Observed: Feb 28, 2012 to Mar 26, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=13.0
Regulatory AUM: $5.2BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.1B
Private client RAUM: $4.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 19
RAUM per advisor: $272Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 50
Advisory employees: 25
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,297
Individual clients: 24
High net worth clients: 282
Custody, client assets: $178M
SEC number: 801-66582
CRD: 139830
Filings on the tape: 51
First filed: Feb 28, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, DE
Website: legacyadvice.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS RICHARD HOLT	Chartered Financial Analyst	PLYMOUTH MEETING, PA	20	28	n/a	no
JOHN EDWARD KROL	n/a	PLYMOUTH MEETING, PA	20	31	n/a	yes
MICHAEL THEODORE PIOTROWICZ	Chartered Financial Consultant	PLYMOUTH MEETING, PA	20	46	n/a	yes
VINCENT ALBERT PANVINI	n/a	PLYMOUTH MEETING, PA	19	24	n/a	yes
STEVEN PAUL MIGNOGNA	n/a	PLYMOUTH MEETING, PA	14	18	1	yes
THOMAS FRANCIS RILEY	n/a	PLYMOUTH MEETING, PA	13	26	1	yes
JOHN MCPOLAND STEIGERWALD	Certified Financial Planner	PLYMOUTH MEETING, PA	12	23	1	yes
THEODORE PETER PIOTROWICZ	Chartered Financial Analyst	PLYMOUTH MEETING, PA	12	14	n/a	yes
RYAN JOSEPH RABINOWITZ	n/a	PLYMOUTH MEETING, PA	10	15	n/a	yes
KEVIN MICHAEL PIOTROWICZ	Chartered Financial Analyst	PLYMOUTH MEETING, PA	8	11	n/a	yes
Jared Uribe-Sullivan	Certified Financial Planner	PLYMOUTH MEETING, PA	7	13	n/a	no
John Keegan Einspanier	Certified Financial Planner	PLYMOUTH MEETING, PA	6	11	5	yes
Patrick Ryan Devlin	n/a	PLYMOUTH MEETING, PA	6	10	1	yes
JOSEPH THOMAS FABRIZIO	Certified Financial Planner	PLYMOUTH MEETING, PA	5	11	1	no
Kelly Marie Hansen	n/a	PLYMOUTH MEETING, PA	2	15	1	no
Robert Francis Wurster	n/a	PLYMOUTH MEETING, PA	2	12	2	no
Ryan David Becker	n/a	PLYMOUTH MEETING, PA	0	11	n/a	no
Joshua Paul Barnes	n/a	PLYMOUTH MEETING, PA	0	10	1	no
Aaron Eduard Stolpen	Chartered Financial Analyst	PLYMOUTH MEETING, PA	0	11	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEGACY ADVISORS HOLDINGS, LLC	Member	E	yes	01/2026	Mar 26, 2026	Mar 26, 2026
PANVINI, VINCENT, ALBERT	MANAGING BOARD MEMBER	Na	yes	01/2008	Mar 26, 2026	Mar 26, 2026
PIOTROWICZ, MICHAEL, THEODORE	MANAGING BOARD MEMBER	Na	yes	01/2008	Mar 26, 2026	Mar 26, 2026
PIOTROWICZ, THEODORE, PETER	MANAGING BOARD MEMBER	Na	yes	01/2019	Mar 26, 2026	Mar 26, 2026
EVANS, JANE, K	MANAGING MEMBER/CHIEF OPERATING OFFICER	A	yes	01/2008	Mar 3, 2020	May 16, 2024
KROL, JOHN, EDWARD	MANAGING MEMBER	B	yes	01/2008	Mar 3, 2020	May 16, 2024
SGRO, MATTHEW, JOSEPH	CHIEF COMPLIANCE OFFICER/DIRECTOR OF FINANCE	Na	no	05/2020	Mar 26, 2026	Mar 26, 2026
McCallister, James, Walter	MANAGER OF OPERATIONS	Na	no	01/2018	Mar 23, 2018	May 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$5.2B	$5.1B	50	25	0	n/a	n/a
2024	Mar 17, 2025	$4.2B	$3.8B	38	22	0	n/a	n/a
2023	Mar 12, 2024	$3.6B	$3.6B	36	20	0	n/a	n/a
2022	Mar 16, 2023	$2.8B	$2.8B	37	21	0	n/a	n/a
2021	Mar 3, 2022	$2.8B	$2.8B	37	21	0	n/a	n/a
2020	Mar 2, 2021	$2.1B	$2.1B	37	21	0	n/a	n/a
2019	Mar 3, 2020	$1.8B	$1.8B	35	19	0	n/a	n/a
2018	Mar 15, 2019	$1.6B	$1.5B	34	18	0	n/a	n/a
2017	Mar 23, 2018	$1.3B	$1.3B	32	16	0	n/a	n/a
2016	Mar 13, 2017	$1.1B	$1.1B	32	16	n/a	n/a	n/a
2015	Mar 18, 2016	$860M	$852M	30	16	n/a	n/a	n/a
2014	Mar 4, 2015	$800M	$796M	30	16	n/a	n/a	n/a
2013	Mar 24, 2014	$758M	$746M	27	11	n/a	n/a	n/a
2012	Mar 15, 2013	$567M	$567M	26	7	n/a	n/a	n/a
2011	Feb 28, 2012	$420M	$420M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	5.3%	1	0	0	5	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.2B	$4.2B	23.6%	$2.8B	22.6%	50	38	0	0

Relationships

Registered with (25)

← Aaron Eduard StolpenAdvisorregistration: previous registration
Sep 22, 2023 to Mar 5, 2026factForm ADV
← Joshua Paul BarnesAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← Ryan David BeckerAdvisorregistration: current employment
Feb 4, 2026 to presentfactForm ADV
← Robert Francis WursterAdvisorregistration: current employment
Apr 8, 2024 to presentfactForm ADV
← Kelly Marie HansenAdvisorregistration: current employment
Dec 1, 2023 to presentfactForm ADV
← JOSEPH THOMAS FABRIZIOAdvisorregistration: current employment
Jan 12, 2021 to presentfactForm ADV
← Patrick Ryan DevlinAdvisorregistration: current employment
Mar 24, 2020 to presentfactForm ADV
← John Keegan EinspanierAdvisorregistration: current employment
Jan 24, 2020 to presentfactForm ADV
← Jared Uribe-SullivanAdvisorregistration: current employment
Sep 21, 2018 to presentfactForm ADV
← KEVIN MICHAEL PIOTROWICZAdvisorregistration: current employment
Aug 8, 2018 to presentfactForm ADV
← RYAN JOSEPH RABINOWITZAdvisorregistration: current employment
Jun 10, 2016 to presentfactForm ADV
← THEODORE PETER PIOTROWICZAdvisorregistration: current employment
Nov 25, 2013 to presentfactForm ADV
← JOHN MCPOLAND STEIGERWALDAdvisorregistration: current employment
Oct 28, 2013 to presentfactForm ADV
← THOMAS FRANCIS RILEYAdvisorregistration: current employment
Apr 25, 2013 to presentfactForm ADV
← STEVEN PAUL MIGNOGNAAdvisorregistration: current employment
Oct 5, 2011 to presentfactForm ADV
← VINCENT ALBERT PANVINIAdvisorregistration: current employment
Nov 8, 2006 to presentfactForm ADV
← JOHN EDWARD KROLAdvisorregistration: current employment
Jul 26, 2006 to presentfactForm ADV
← MICHAEL THEODORE PIOTROWICZAdvisorregistration: current employment
Jul 26, 2006 to presentfactForm ADV
← THOMAS RICHARD HOLTAdvisorregistration: current employment
Apr 25, 2006 to presentfactForm ADV
← PATRICK JOSEPH MCDERMOTTAdvisorregistration: previous registration
May 8, 2014 to Dec 20, 2023factForm ADV
← DAVID JOSEPH HILLAdvisorregistration: previous registration
Apr 12, 2018 to Dec 20, 2023factForm ADV
← BRIAN JOSEPH HENRYSENAdvisorregistration: previous registration
Apr 11, 2023 to Dec 20, 2023factForm ADV
← Sean E TeesdaleAdvisorregistration: previous registration
May 12, 2014 to Dec 19, 2017factForm ADV
← STEPHEN PHILIP ERFLEAdvisorregistration: previous registration
Oct 29, 2008 to Sep 22, 2011factForm ADV
← WILLIAM TROY HOTTENSTEINAdvisorregistration: previous registration
Oct 29, 2008 to Mar 5, 2010factForm ADV

Controls (5)

← KROL, JOHN, EDWARDOwnerMANAGING MEMBER, ownership code B, individual
Mar 3, 2020 to May 16, 2024factForm ADV
← PANVINI, VINCENT, ALBERTOwnerMANAGING MEMBER, ownership code B, individual
Mar 3, 2020 to May 16, 2024factForm ADV
← EVANS, JANE, KOwnerMANAGING MEMBER/CHIEF OPERATING OFFICER, ownership code A, individual
Mar 3, 2020 to May 16, 2024factForm ADV
← PIOTROWICZ, THEODORE, PETEROwnerMANAGING MEMBER, ownership code B, individual
Mar 3, 2020 to May 16, 2024factForm ADV
← PIOTROWICZ, MICHAEL, THEODOREOwnerMANAGING MEMBER, ownership code D, individual
Feb 28, 2012 to May 16, 2024factForm ADV

Owns (2)

← SGRO, MATTHEW, JOSEPHOwnerCHIEF COMPLIANCE OFFICER/DIRECTOR OF FINANCE, ownership code NA, individual
May 20, 2020 to May 16, 2024factForm ADV
← McCallister, James, WalterOwnerMANAGER OF OPERATIONS, ownership code NA, individual
Mar 23, 2018 to May 16, 2024factForm ADV

Dated events

Occurred
Mar 5, 2026
Advisor changed firm
Aaron Eduard Stolpen left Legacy Advisors, Llc for Twin Focus Capital Partners, Llc (registered 2026-04-23)
Form ADVobserved 5 days ago
Occurred
Mar 12, 2024
Regulatory AUM changed
Legacy Advisors, Llc reported RAUM $3.6B, up 30% from $2.8B (2023-12-20 to 2024-03-12)
Form ADVobserved 5 days ago
$833M
Occurred
Dec 20, 2023
Advisor changed firm
Brian Joseph Henrysen left Legacy Advisors, Llc for Presilium Private Wealth, Llc (registered 2023-10-24)
Form ADVobserved 5 days ago
Occurred
Dec 20, 2023
Advisor changed firm
Patrick Joseph Mcdermott left Legacy Advisors, Llc for Vanguard Personalized Indexing Management (registered 2025-04-07)
Form ADVobserved 5 days ago
Occurred
Dec 20, 2023
Advisor changed firm
David Joseph Hill left Legacy Advisors, Llc for Lnw (registered 2022-08-09)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2022
Regulatory AUM changed
Legacy Advisors, Llc reported RAUM $2.8B, up 35% from $2.1B (2021-09-21 to 2022-03-03)
Form ADVobserved 5 days ago
$744M
Occurred
Mar 3, 2020
Control person joined
Edward John Krol (Managing Member) appeared on Schedule A of Legacy Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 3, 2020
Control person joined
Albert Vincent Panvini (Managing Member) appeared on Schedule A of Legacy Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 3, 2020
Control person joined
K Jane Evans (Managing Member/Chief Operating Officer) appeared on Schedule A of Legacy Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 3, 2020
Control person joined
Peter Theodore Piotrowicz (Managing Member) appeared on Schedule A of Legacy Advisors, Llc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94abb46a-e588-017f-f8f5-44bb954b0cba
First observed: Feb 28, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEGACY ADVISORS, LLC

CRD 139830

PLYMOUTH MEETING, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94abb46a-e588-017f-f8f5-44bb954b0cba

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS RICHARD HOLT

Chartered Financial Analyst

PLYMOUTH MEETING, PA

n/a

JOHN EDWARD KROL

n/a

PLYMOUTH MEETING, PA

n/a

yes

MICHAEL THEODORE PIOTROWICZ

Chartered Financial Consultant

PLYMOUTH MEETING, PA

n/a

yes

VINCENT ALBERT PANVINI

n/a

PLYMOUTH MEETING, PA

n/a

yes

STEVEN PAUL MIGNOGNA

n/a

PLYMOUTH MEETING, PA

yes

THOMAS FRANCIS RILEY

n/a

PLYMOUTH MEETING, PA

yes

JOHN MCPOLAND STEIGERWALD

Certified Financial Planner

PLYMOUTH MEETING, PA

yes

THEODORE PETER PIOTROWICZ

Chartered Financial Analyst

PLYMOUTH MEETING, PA

n/a

yes

RYAN JOSEPH RABINOWITZ

n/a

PLYMOUTH MEETING, PA

n/a

yes

KEVIN MICHAEL PIOTROWICZ

Chartered Financial Analyst

PLYMOUTH MEETING, PA

n/a

yes

Jared Uribe-Sullivan

Certified Financial Planner

PLYMOUTH MEETING, PA

n/a

John Keegan Einspanier

Certified Financial Planner

PLYMOUTH MEETING, PA

yes

Patrick Ryan Devlin

n/a

PLYMOUTH MEETING, PA

yes

JOSEPH THOMAS FABRIZIO

Certified Financial Planner

PLYMOUTH MEETING, PA

Kelly Marie Hansen

n/a

PLYMOUTH MEETING, PA

Robert Francis Wurster

n/a

PLYMOUTH MEETING, PA

Ryan David Becker

n/a

PLYMOUTH MEETING, PA

n/a

Joshua Paul Barnes

n/a

PLYMOUTH MEETING, PA

Aaron Eduard Stolpen

Chartered Financial Analyst

PLYMOUTH MEETING, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEGACY ADVISORS HOLDINGS, LLC

Member

yes

01/2026

Mar 26, 2026

PANVINI, VINCENT, ALBERT

MANAGING BOARD MEMBER

yes

01/2008

Mar 26, 2026

PIOTROWICZ, MICHAEL, THEODORE

MANAGING BOARD MEMBER

yes

01/2008

Mar 26, 2026

PIOTROWICZ, THEODORE, PETER

MANAGING BOARD MEMBER

yes

01/2019

Mar 26, 2026

EVANS, JANE, K

MANAGING MEMBER/CHIEF OPERATING OFFICER

yes

01/2008

Mar 3, 2020

May 16, 2024

KROL, JOHN, EDWARD

MANAGING MEMBER

yes

01/2008

Mar 3, 2020

May 16, 2024

SGRO, MATTHEW, JOSEPH

CHIEF COMPLIANCE OFFICER/DIRECTOR OF FINANCE

05/2020

Mar 26, 2026

McCallister, James, Walter

MANAGER OF OPERATIONS

01/2018

Mar 23, 2018

May 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$5.2B

$5.1B

n/a

2024

Mar 17, 2025

$4.2B

$3.8B

n/a

2023

Mar 12, 2024

$3.6B

n/a

2022

Mar 16, 2023

$2.8B

n/a

2021

Mar 3, 2022

$2.8B

n/a

2020

Mar 2, 2021

$2.1B

n/a

2019

Mar 3, 2020

$1.8B

n/a

2018

Mar 15, 2019

$1.6B

$1.5B

n/a

2017

Mar 23, 2018

$1.3B

n/a

2016

Mar 13, 2017

$1.1B

n/a

2015

Mar 18, 2016

$860M

$852M

n/a

2014

Mar 4, 2015

$800M

$796M

n/a

2013

Mar 24, 2014

$758M

$746M

n/a

2012

Mar 15, 2013

$567M

n/a

2011

Feb 28, 2012

$420M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

5.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.2B

$4.2B

23.6%

$2.8B

22.6%