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RIA / WealthAdvisor24 years in industry

Timothy Brian Walls

Advisor at AXIENT INVESTMENT ADVISORS LLC

HUNTSVILLE, AL | Pelham, AL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Apr 16, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AXIENT INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 14, 2001
First registration: Apr 16, 2007
Dual registered: no
Other names: TIM WALLS
IAPD individual key: 4470781

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AXIENT INVESTMENT ADVISORS LLC	Independent wealth	Nov 21, 2025	n/a	yes	Pelham, AL\|HUNTSVILLE, AL	Current employment
STONEX ADVISORS INC.	Bd affiliated wealth	Sep 10, 2025	Nov 20, 2025	no	BIRMINGHAM, AL\|Huntsville, AL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Mar 1, 2021	Feb 21, 2025	no	Birmingham, AL\|BIRMINGHAM, AL	Previous registration
STONEX ADVISORS INC.	Bd affiliated wealth	Sep 13, 2016	Feb 26, 2021	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 29, 2014	Nov 18, 2015	no	BIRMINGHAM, AL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 23, 2014	Jan 29, 2014	no	BIRMINGHAM, AL\|HOOVER, AL\|ST CLOUD, MN	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Oct 16, 2012	Sep 27, 2013	no	Birmingham, AL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Oct 8, 2008	Oct 15, 2012	no	MEMPHIS, TN\|BIRMINGHAM, AL\|MOUNTAIN BROOK, AL	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 11, 2008	Sep 26, 2008	no	DENVER, CO	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Apr 16, 2007	Apr 11, 2008	no	BIRMINGHAM, AL\|MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEX ADVISORS INC.	AXIENT INVESTMENT ADVISORS LLC	Nov 20, 2025	Nov 21, 2025	1	Firm change	Ibd to new firm
CONCOURSE FINANCIAL GROUP ADVISORS	STONEX ADVISORS INC.	Feb 21, 2025	Sep 10, 2025	201	Firm change	Ibd to ibd
STONEX ADVISORS INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Feb 26, 2021	Mar 1, 2021	3	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	STONEX ADVISORS INC.	Nov 18, 2015	Sep 13, 2016	300	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 29, 2014	Jan 29, 2014	0	Bulk transfer	Other
CONCOURSE FINANCIAL GROUP ADVISORS	CETERA INVESTMENT SERVICES LLC	Sep 27, 2013	Jan 23, 2014	118	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	CONCOURSE FINANCIAL GROUP ADVISORS	Oct 15, 2012	Oct 16, 2012	1	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	MORGAN KEEGAN & COMPANY, LLC	Sep 26, 2008	Oct 8, 2008	12	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	SECURITIES AMERICA ADVISORS, INC.	Apr 11, 2008	Apr 11, 2008	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
15708:174182:AL:2025-02-21	Feb 21, 2025	Sep 10, 2025	BIRMINGHAM, AL	Firm change

Relationships

Registered with (7)

→ AXIENT INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Nov 21, 2025 to presentfactForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Sep 10, 2025 to Nov 20, 2025factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Mar 1, 2021 to Feb 21, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 29, 2014 to Nov 18, 2015factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 23, 2014 to Jan 29, 2014factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Oct 8, 2008 to Oct 15, 2012factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Apr 11, 2008 to Sep 26, 2008factForm ADV

Dated events

Occurred
Nov 20, 2025
Advisor changed firm
Timothy Brian Walls left Stonex Advisors Inc. for Axient Investment Advisors Llc (registered 2025-11-21)
Form ADVobserved 6 days ago
Occurred
Feb 21, 2025
Advisor changed firm
Timothy Brian Walls left Concourse Financial Group Advisors for Stonex Advisors Inc. (registered 2025-09-10)
Form ADVobserved 6 days ago