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RIA / WealthAdvisorCertified Financial Planner19 years in industry

STEVEN F MINNINGER

Advisor at WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

BRISTOL, CT | Newport, RI

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Search this name across graphsid dfx:ria:2f805882-7470-eab7-7cdf-55336343fa94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 7, 2007
First registration: May 8, 2007
Dual registered: no
Other names: STEVEN F MINNINGER
IAPD individual key: 5288131

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.	Independent wealth	Oct 27, 2022	n/a	yes	BRISTOL, CT\|Newport, RI	Current employment
ETICO WEALTH MANAGEMENT LLC	Former SEC adviser	Aug 7, 2018	Oct 25, 2022	no	Stamford, CT	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Mar 26, 2010	Aug 6, 2018	no	STAMFORD, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 8, 2007	Mar 30, 2010	no	FAIRFIELD, CT\|WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ETICO WEALTH MANAGEMENT LLC	WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.	Oct 25, 2022	Oct 27, 2022	2	Firm change	RIA to RIA
SECURITIES AMERICA ADVISORS, INC.	ETICO WEALTH MANAGEMENT LLC	Aug 6, 2018	Aug 7, 2018	1	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SECURITIES AMERICA ADVISORS, INC.	Mar 30, 2010	Mar 26, 2010	-4	Firm change	Other

Relationships

Registered with (4)

→ WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.Registered adviserregistration: current employment
Oct 27, 2022 to presentfactForm ADV
→ ETICO WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 7, 2018 to Oct 25, 2022factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Mar 26, 2010 to Aug 6, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 8, 2007 to Mar 30, 2010factForm ADV

Dated events

Occurred
Oct 25, 2022
Advisor changed firm
Steven F Minninger left Etico Wealth Management Llc for William Joseph Capital Management, Inc. (registered 2022-10-27)
Form ADVobserved 5 days ago