T•••••• H••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f9020d5-ceaf-c4dd-4e3e-a9287e90e489

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 18, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 1, 2022	n/a	yes	NAPLES, FL\|NORTH LIBERTY, IA\|PLYMOUTH, MN	Current employment
H•••••• W••••• M•••••••••	Former SEC adviser	Oct 25, 2012	Jul 27, 2022	no	CORALVILLE, IA\|NORTH LIBERTY, IA\|CORALVILLE, IA\|Naples, FL

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• W••••• M•••••••••	W••••• E••••••••• A••••••• S•••••••• L••	Jul 27, 2022	Jul 1, 2022	-26	Firm change	RIA to ibd
S•• I••••••••• I•••	H•••••• W••••• M•••••••••	Oct 26, 2012	Oct 25, 2012

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 1, 2022 to presentfactForm ADV
→ H•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 25, 2012 to Jul 27, 2022factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
May 18, 2004 to Oct 26, 2012factForm ADV

Dated events

Occurred
Jul 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f9020d5-ceaf-c4dd-4e3e-a9287e90e489
First observed: May 18, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.