DFX Intelligence

H•••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

H•••••• W••••• M•••••••••

TRH FINANCIAL LLC, CRD 165615

NORTH LIBERTY, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cae2d4f7-0ab2-68be-f1c9-6fb135652888

Data as of Feb 8, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 10
On other graphs: 0
Observed: Sep 26, 2012 to Feb 8, 2022
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $565M••• Locked
Discretionary RAUM: $564M
Private client RAUM: $562Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• A•••••• S••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Mar 7, 2018	Feb 8, 2022
H•••••• H••••••• L••	MANAGING MEMBER	E	yes	01/2017	Jan 24, 2017	Feb 8, 2022

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Naples	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$565M	$420M	34.4%	$253M	30.7%	14	13	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W••••• E••••••••• A••••••• S•••••••• L••	6	Jul 27, 2022	Jul 25, 2022	NORTH LIBERTY, IA	Firm absorbed	RIA to ibd	85.7%

Relationships

Controls (4)

← H••••••• T••••••• R•••OwnerMANAGING MEMBER, ownership code E, individual
Sep 26, 2012 to presentfactForm ADV
← R••••••••• A••••• M••••••OwnerMANAGING MEMBER, ownership code E, individual
Jan 24, 2017 to presentfactForm ADV
← B••••••••• A•••••• S••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 7, 2018 to presentfactForm ADV
← H•••••• H••••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 24, 2017 to presentfact

Dated events

Occurred
Jul 27, 2022
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
6 advisors
Occurred
Jul 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 27, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cae2d4f7-0ab2-68be-f1c9-6fb135652888
First observed: Sep 26, 2012
Last observed: Feb 8, 2022 56 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.