DFX Intelligence

N••••••• S•••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

N••••••• S•••••••• B•••••

Advisor at O•••••••• W••••• P•••••••

Denver, CO | ASPEN, CO

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Search this name across graphsid dfx:ria:2f938ebc-99d3-ae73-9222-228ee4761f6d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• W••••• P•••••••	Independent wealth	Nov 10, 2021	n/a	yes	ASPEN, CO\|Denver, CO	Current employment
V•••••• I••••••••• P•••••••• L••	Former SEC adviser	Nov 24, 2014	Dec 31, 2020	no	KANSAS CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• I••••••••• P•••••••• L••	O•••••••• W••••• P•••••••	Dec 31, 2020	Nov 10, 2021	314	Firm change	RIA to RIA

Relationships

Registered with (2)

→ O•••••••• W••••• P•••••••Registered adviserregistration: current employment
Nov 10, 2021 to presentfactForm ADV
→ V•••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 24, 2014 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f938ebc-99d3-ae73-9222-228ee4761f6d
First observed: Nov 24, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.