DFX Intelligence

Data Factory

O•••••••• W••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

O•••••••• W••••• P•••••••

O•••••••• W••• INVESTMENT COUNSEL, LLLP, CRD 110069

ASPEN, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01abd1de-31e5-837a-82d5-8c7175f8b003

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 7
On other graphs: 0
Observed: Feb 24, 2012 to Sep 14, 2026
60 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $3.0BItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.0B
Private client RAUM: $2.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 18
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••• D•••• H••••••••	Chartered Financial Analyst	ASPEN, CO	27	18	n/a	no
A•••••••• F•••• P•••••••	n/a	ASPEN, CO	20	29

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• B••••• S••••••	VICE PRESIDENT AND LIMITED PARTNER	Na	yes	01/2026	Sep 14, 2026	Sep 14, 2026
F••••••••• S••••••• J•••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2026	Sep 14, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	6	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	5	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$2.6B	16.5%	$1.9B	17.2%	31	28	3	3

Relationships

Registered with (21)

← M••• D•••••Advisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← W•••••• K•••• G•••••Advisorregistration: current employment
May 8, 2026 to presentfactForm ADV
← M•••••• J•••• P•••••Advisorregistration: current employment
Jan 28, 2026 to presentfactForm ADV
← M•••••• D•••• L•••••

Dated events

Occurred
Mar 28, 2024
Succession filed (Item 4)
Obermeyer Wood Investment Counsel, Lllp reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person joined
Maxwell Adam Savin (Limited Partner And Vice President) appeared on Schedule A of O•••••••• W••••• P•••••••
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person left
Francis George Wood (Co-Founder Emeritus) no longer on Schedule A of O•••••••• W••••• P••••••• (listed 2023-11-13, absent 2024-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01abd1de-31e5-837a-82d5-8c7175f8b003
First observed: Feb 24, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 10, 2026	$3.0B	$3.0B	31	15	3	n/a	n/a
2024	Mar 24, 2025	$2.6B	$2.6B	28	13	3	n/a	n/a
2023	Mar 28, 2024	$2.1B	$2.1B	24	14	3	n/a	n/a
2022	Mar 29, 2023	$1.9B	$1.9B	23	14	2	n/a	n/a
2021	Mar 25, 2022	$2.4B	$2.4B	23	12	2	n/a	n/a
2020	Mar 30, 2021	$2.0B	$2.0B	20	8	2	n/a	n/a
2019	Mar 30, 2020	$1.5B	$1.5B	18	9	2	n/a	n/a
2018	Mar 29, 2019	$1.3B	$1.3B	18	9	2	n/a	n/a
2017	Mar 29, 2018	$1.6B	$1.6B	18	9	2	n/a	n/a
2016	Mar 29, 2017	$1.5B	$1.5B	18	9	n/a	n/a	n/a
2015	Mar 10, 2016	$1.6B	$1.5B	17	10	n/a	n/a	n/a
2014	Mar 7, 2015	$1.7B	$1.7B	17	11	n/a	n/a	n/a
2013	Jan 17, 2014	$928M	$883M	11	7	n/a	n/a	n/a
2012	Mar 20, 2013	$848M	$814M	11	7	n/a	n/a	n/a
2011	Feb 24, 2012	$767M	$741M	n/a	n/a	n/a	n/a	n/a