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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

MATTHEW J BRUCE

Advisor at INDEPENDENT FINANCIAL PARTNERS

TAMPA, FL | Brookfield, WI

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Search this name across graphsid dfx:ria:2f9ed5b2-e52c-49b1-dff0-66b7fe90698d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 1, 2012
First registration: Mar 30, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 5978012

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Jun 1, 2022	n/a	yes	TAMPA, FL\|Brookfield, WI	Current employment
SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY	Former SEC adviser	Sep 27, 2018	Jun 24, 2022	no	Milwuakee, WI\|NORTHBROOK, IL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Dec 11, 2014	Jan 7, 2019	no	MILWAUKEE, WI	Previous registration
ANNEX WEALTH MANAGEMENT, LLC	Independent wealth	Mar 30, 2012	Dec 15, 2014	no	BROOKFIELD, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY	INDEPENDENT FINANCIAL PARTNERS	Jun 24, 2022	Jun 1, 2022	-23	Firm change	Other
INDEPENDENT FINANCIAL PARTNERS	SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY	Jan 7, 2019	Sep 27, 2018	-102	Firm change after gap	Ibd to new firm
ANNEX WEALTH MANAGEMENT, LLC	INDEPENDENT FINANCIAL PARTNERS	Dec 15, 2014	Dec 11, 2014	-4	Firm change	Other

Relationships

Registered with (3)

→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Dec 11, 2014 to Jan 7, 2019factForm ADV
→ SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANYRegistered adviserregistration: previous registration
Sep 27, 2018 to Jun 24, 2022factForm ADV
→ ANNEX WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 30, 2012 to Dec 15, 2014factForm ADV

Dated events

Occurred
Jun 24, 2022
Advisor changed firm
Matthew J Bruce left Sheridan Road Advisors, Llc, A Hub International Company for Independent Financial Partners (registered 2022-06-01)
Form ADVobserved 6 days ago