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SHERIDAN ROAD ADVISORS, LLC, CRD 293807
NORTHBROOK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Campbell, Karen | COO SHERIDAN ROAD ADVISORS, LLC, A HUB COMPANY | Na | yes | 12/2018 | Jul 24, 2020 | Apr 18, 2022 |
| DENOYIOR, JOSEPH, FREDRICK | PRESIDENT, HUB RETIREMENT AND PRIVATE WEALTH | Na | yes | 02/2021 | Mar 16, 2021 | Apr 18, 2022 |
| HOCKEY INTERMEDIATE INC. | Shareholder | E | yes | 10/2013 | Jan 14, 2019 | Apr 18, 2022 |
| HUB INTERNATIONAL LIMITED | SOLE SHAREHOLDER | E | yes | 12/2018 | Jan 14, 2019 | Apr 18, 2022 |
| MAYS, ELISABETH, MARIE | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2019 | Sep 19, 2019 | Apr 18, 2022 |
| Sokolic, Adam | VICE PRESIDENT, COO, HUB RETIREMENT AND PRIVATE WEALTH | Na | yes | 01/2020 | Jan 9, 2020 | Apr 18, 2022 |
| HOCKEY INVESTMENTS L.P. | MANAGING MEMBER | E | no | 10/2013 | Mar 16, 2021 | Apr 18, 2022 |
| HOCKEY INVESTMENTS L.P. | LIMITED PARTNER | D | no | 10/2013 | Mar 16, 2021 | Apr 18, 2022 |
| HOCKEY PARENT HOLDINGS GP, LLC | GENERAL PARTNER | F | no | 10/2013 | Mar 16, 2021 | Apr 18, 2022 |
| HOCKEY PARENT HOLDINGS L.P. | Shareholder | E | no | 10/2013 | Mar 16, 2021 | Apr 18, 2022 |
| HOCKEY PARENT INC. | Shareholder | E | no | 10/2013 | Mar 16, 2021 | Apr 18, 2022 |
| OSHAUGHNESSY, JAMES, TREVOR | PRESIDENT, SHERIDAN ROAD ADVISORS, LLC, A HUB COMPANY | Na | no | 12/2018 | May 14, 2018 | Apr 18, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | n/a | Institutional manager | $170B | N | yes | n/a |
| TAYLOR ADVISORS, INC. | n/a | Former SEC adviser | $16B | N | yes | n/a |
| TCG ADVISORY SERVICES, LLC | n/a | Independent wealth | $12B | N | yes | n/a |
| RPA FINANCIAL, LLC | n/a | Institutional manager | $11B | N | yes | n/a |
| HUB INVESTMENT ADVISORS, INC | n/a | Former SEC adviser | $2.1B | N | yes | n/a |
| MILLENNIUM ADVISORY SERVICES, INC. | n/a | Former SEC adviser | $708M | N | yes | n/a |
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Northbrook | IL | United States | 11 | yes |
| Milwaukee | Wi | United States | 4 | yes |
| Cincinnati | Oh | United States | 2 | no |
| GREENWOOD VILLAGE | Co | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 30, 2022 | $12B | $822M | 16 | 16 | 8 | n/a | n/a |
| 2020 | Mar 31, 2021 | $11B | $984M | 16 | 16 | 8 | n/a | n/a |
| 2019 | Mar 29, 2020 | $9.3B | $741M | 34 | 22 | 8 | n/a | n/a |
| 2018 | Mar 18, 2019 | $447M | $169M | 37 | 25 | 8 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $12B | $11B | 14.7% | $447M | 199.8% | 16 | 16 | 4 | 8 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | 2 | Oct 25, 2022 | Jun 27, 2022 | NORTHBROOK, IL | Team lift out | Other | 15.4% |
| GLOBAL RETIREMENT PARTNERS LLC | 10 | Oct 11, 2022 | Sep 6, 2022 | NORTHBROOK, IL | Firm absorbed | Other | 71.4% |
| INDEPENDENT FINANCIAL PARTNERS | 2 | Jun 24, 2022 | Jul 1, 2022 | NORTHBROOK, IL | Team lift out | Other | 14.3% |
| IHT WEALTH MANAGEMENT LLC | 5 | Dec 31, 2020 | Dec 22, 2020 | NORTHBROOK, IL | Team lift out | Other | 27.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL PARTNERS | 9 | Dec 31, 2018 | Sep 20, 2018 | NORTHBROOK, IL | Team lift out | Other | 2.8% |