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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

DINA MARIE DILORENZO

Advisor at GUGGENHEIM INVESTMENT ADVISORS, LLC

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2fa45811-fbdd-d4ea-6a0b-81eb896d1c50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Dec 27, 2000 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Dina Marie Dilorenzo

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GUGGENHEIM INVESTMENT ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Dec 11, 1995
First registration: Dec 27, 2000
Dual registered: yes, broker-dealer
Other names: DINA MARIE DILORENZO|DINA DILORENZO
IAPD individual key: 2664787

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GUGGENHEIM INVESTMENT ADVISORS, LLC	Other adviser	Feb 2, 2010	n/a	yes	New York, NY	Current employment
ASSET CONSULTING GROUP, LLC	Mixed wealth	May 11, 2005	Oct 6, 2005	no	ST. LOUIS, MO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 27, 2000	Apr 11, 2005	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASSET CONSULTING GROUP, LLC	GUGGENHEIM INVESTMENT ADVISORS, LLC	Oct 6, 2005	Feb 2, 2010	1,580	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	ASSET CONSULTING GROUP, LLC	Apr 11, 2005	May 11, 2005	30	Firm change	Other

Relationships

Registered with (3)

→ GUGGENHEIM INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Feb 2, 2010 to presentfactForm ADV
→ ASSET CONSULTING GROUP, LLCRegistered adviserregistration: previous registration
May 11, 2005 to Oct 6, 2005factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 27, 2000 to Apr 11, 2005factForm ADV

Dated events

Occurred
Dec 2, 2025
Advisor owns new adviser
Dina Marie Dilorenzo, registered through Guggenheim Investment Advisors, LLC (New York, NY), is a direct owner of Guggenheim Investments Loan Advisors, LLC, an adviser first registered 2025-12-02
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2fa45811-fbdd-d4ea-6a0b-81eb896d1c50
First observed: Dec 27, 2000
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DINA MARIE DILORENZO

Advisor at GUGGENHEIM INVESTMENT ADVISORS, LLC

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2fa45811-fbdd-d4ea-6a0b-81eb896d1c50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

GUGGENHEIM INVESTMENT ADVISORS, LLC

Other adviser

Feb 2, 2010

n/a

yes

New York, NY

Current employment

ASSET CONSULTING GROUP, LLC

Mixed wealth

May 11, 2005

Oct 6, 2005

ST. LOUIS, MO

Previous registration

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

Dec 27, 2000

Apr 11, 2005

SAN FRANCISCO, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ASSET CONSULTING GROUP, LLC

GUGGENHEIM INVESTMENT ADVISORS, LLC

Oct 6, 2005

Feb 2, 2010

1,580

Firm change after gap

Other

CITIGROUP GLOBAL MARKETS INC.

ASSET CONSULTING GROUP, LLC

Apr 11, 2005

May 11, 2005

Firm change

Other