This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

other adviserderivedprivate_client_share=0.02 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0

Regulatory AUM

$841M••• Locked

Discretionary RAUM

$571M

Private client RAUM

$15.0Mderived••• Locked

Private client share

2%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$280Mderived

• Occurred

  Mar 31, 2026
  Regulatory AUM changed

  G••••••••• I••••••••• A•••••••• L•• reported RAUM $840.9M, up 61% from $522.0M (2025-05-14 to 2026-03-31)

  Form ADVobserved 7 days ago
  $319M
• Occurred

  Mar 31, 2025
  Regulatory AUM changed

  G••••••••• I••••••••• A•••••••• L•• reported RAUM $522.0M, down 40% from $876.5M (2024-03-28 to 2025-03-31)

  Form ADVobserved 7 days ago
  $-355M
• Occurred

  Mar 28, 2024
  Regulatory AUM changed

  G••••••••• I••••••••• A•••••••• L•• reported RAUM $876.5M, up 124% from $391.6M (2023-11-01 to 2024-03-28)

  Form ADVobserved 7 days ago
  $485M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:18b25014-567a-16c4-1098-5a34c7900af7

First observed

Mar 30, 2012

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.