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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

LEE M DANIELS

Advisor at TITLEIST ASSET MANAGEMENT, LLC

SAN ANTONIO, TX | HOUSTON, TX

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Search this name across graphsid dfx:ria:2fbed064-fd9d-99ba-dfa2-3142c274fdef

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TITLEIST ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 4, 2004
First registration: Dec 16, 2004
Dual registered: yes, broker-dealer
Other names: LEE DANIELS|Lee Michael Daniels
IAPD individual key: 4781678

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TITLEIST ASSET MANAGEMENT, LLC	Independent wealth	Feb 2, 2026	n/a	yes	HOUSTON, TX\|SAN ANTONIO, TX	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 9, 2018	Feb 17, 2026	no	Houston, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration
WADDELL & REED	Former SEC adviser	Nov 22, 2011	Oct 10, 2017	no	BILLINGS, MT	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Oct 24, 2011	Nov 14, 2011	no	Indianapolis, IN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Dec 16, 2004	Apr 4, 2011	no	SHAKOPEE, MN\|Houston, TX\|Fort Wayne, IN\|Sterling, VA\|SHAKOPEE, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	TITLEIST ASSET MANAGEMENT, LLC	Feb 17, 2026	Feb 2, 2026	-15	Firm change	Ibd to RIA
WADDELL & REED	PARK AVENUE SECURITIES LLC	Oct 10, 2017	Apr 9, 2018	181	Firm change	Other
PRINCIPAL SECURITIES, INC.	WADDELL & REED	Nov 14, 2011	Nov 22, 2011	8	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	PRINCIPAL SECURITIES, INC.	Apr 4, 2011	Oct 24, 2011	203	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
46173:323567:TX:2026-02-17	Feb 17, 2026	Feb 2, 2026	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ TITLEIST ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Apr 9, 2018 to Feb 17, 2026factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 22, 2011 to Oct 10, 2017factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Oct 24, 2011 to Nov 14, 2011factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Dec 16, 2004 to Apr 4, 2011factForm ADV

Dated events

Occurred
Feb 17, 2026
Advisor changed firm
Lee M Daniels left Park Avenue Securities Llc for Titleist Asset Management, Llc (registered 2026-02-02)
Form ADVobserved 3 days ago