RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• M• D••••••
- T••••••• A•••• M••••••••• L•• independent RIA currentsince Feb 2, 2026 · Houston, Tx
- P••• A••••• S••••••••• L•• BD affiliatedApr 9, 2018 to Feb 17, 2026 · Houston, Tx
- W•••••• • R••• formerNov 22, 2011 to Oct 10, 2017 · Billings, Mt
- P•••••••• S••••••••• I••• BD affiliatedOct 24, 2011 to Nov 14, 2011 · Indianapolis, In
- T••••••• I••••••••• M••••••••• I••• BD affiliatedDec 16, 2004 to Apr 4, 2011 · Shakopee, Mn
- P••• A••••• S••••••••• L•• to T••••••• A•••• M••••••••• L••left Feb 17, 2026, registered Feb 2, 2026 (-15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- W•••••• • R••• to P••• A••••• S••••••••• L••left Oct 10, 2017, registered Apr 9, 2018 (181 days) · Other
- P•••••••• S••••••••• I••• to W•••••• • R•••left Nov 14, 2011, registered Nov 22, 2011 (8 days) · Other
- T••••••• I••••••••• M••••••••• I••• to P•••••••• S••••••••• I•••left Apr 4, 2011, registered Oct 24, 2011 (203 days) · Other
- L•• M• D•••••• left P••• A••••• S••••••••• L•• for T••••••• A•••• M••••••••• L•• (registered 2026-02-02)Feb 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address