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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

GIVERNY CAPITAL

GIVERNY CAPITAL INC., CRD 130640

MONTREAL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2fc889f3-7ba6-62ca-f1a7-bfc5d940417e

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Jan 6, 2012 to Jun 12, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.64 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 64%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $901Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 31
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5,043
Individual clients: 4,037
High net worth clients: 371
Private funds: 1Schedule D 7.B(1)
SEC number: 801-62943
CIK: 1641864
CRD: 130640
Filings on the tape: 24
First filed: Jan 6, 2012
Latest filed: Jun 12, 2026
Organised: Corporation
Website: givernycapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NICOLAS L'ECUYER	n/a	MONTREAL \| PRINCETON, NJ	3	20	n/a	no
SÉBASTIEN GENEST-ROY	n/a	Montreal	0	13	n/a	no
JEAN-PHILIPPE BOUCHARD	n/a	PRINCETON, NJ \| MONTREAL	0	23	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GIVERNY CAPITAL EQUITY FUND	Other Private Fund	$1.4B	Jun 12, 2026	3,682	Dec 24, 2015	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOUCHARD, JEAN-PHILIPPE	Vp	Na	yes	01/2010	Jun 12, 2026	Jun 12, 2026
PELLERIN, STÉPHANIE	CHIEF OPERATING OFFICER	Na	yes	04/2026	Jun 12, 2026	Jun 12, 2026
ROCHON, FRANCOIS	Ceo	D	yes	01/1998	Jun 12, 2026	Jun 12, 2026
SÉGUIN, MARCÉMILE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2026	Jun 12, 2026	Jun 12, 2026
BOUCHARD, JEAN-PHILIPPE	Shareholder	E	yes	08/2007	Jan 6, 2012	Dec 24, 2024
ROCHON, FRANCOIS	Shareholder	E	yes	01/2007	Jan 6, 2012	Dec 24, 2024
9186-0841 QUEBEC INC.	Shareholder	B	no	02/2008	Jun 12, 2026	Jun 12, 2026
HMS CORPORATION INC.	Shareholder	A	no	04/2015	Jun 12, 2026	Jun 12, 2026
MUSEE GIVERNY CAPITAL INC.	Shareholder	B	no	01/2007	Jun 12, 2026	Jun 12, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GIVERNY CAPITAL ASSET MANAGEMENT LLC	n/a	Independent wealth	$599M	N	yes	n/a
GIVERNY CAPITAL ADVISORS LLC	n/a	Independent wealth	$421M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Dec 24, 2024	$2.5B	$2.5B	26	5	0	1	$1.2B
2023	Dec 22, 2023	$1.8B	$1.8B	24	5	0	1	$891M
2022	Dec 22, 2022	$1.4B	$1.4B	22	6	0	1	$688M
2021	Dec 24, 2021	$1.6B	$1.6B	21	5	0	1	$793M
2020	Dec 24, 2020	$1.1B	$1.1B	16	6	0	1	$507M
2019	Dec 23, 2019	$1.0B	$1.0B	14	6	0	1	$417M
2018	Dec 20, 2018	$912M	$912M	14	4	0	1	$364M
2017	Nov 22, 2017	$703M	$703M	9	3	0	1	$275M
2016	Dec 22, 2016	$522M	$522M	8	2	n/a	1	$181M
2015	Dec 24, 2015	$469M	$469M	6	2	n/a	1	$145M
2014	Dec 18, 2014	$1.4M	$1.4M	6	2	n/a	n/a	n/a
2013	Dec 18, 2013	$1.6M	$1.6M	6	2	n/a	n/a	n/a
2012	Dec 18, 2012	$1.1M	$1.1M	6	2	n/a	n/a	n/a
2011	Jan 6, 2012	$2.5M	$2.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$2.7B	$1.8B	53.5%	$1.6B	19.3%	31	24	0	0

Relationships

Affiliated with (4)

→ GIVERNY CAPITAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ GIVERNY CAPITAL ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← GIVERNY CAPITAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← GIVERNY CAPITAL ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Registered with (3)

← JEAN-PHILIPPE BOUCHARDAdvisorregistration: current employment
Nov 5, 2025 to presentfactForm ADV
← SÉBASTIEN GENEST-ROYAdvisorregistration: current employment
Oct 23, 2025 to presentfactForm ADV
← NICOLAS L'ECUYERAdvisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV

Advises (1)

→ GIVERNY CAPITAL EQUITY FUNDPrivate fundOther Private Fund, IA
Dec 24, 2015 to presentfactForm ADV

Controls (2)

← ROCHON, FRANCOISOwnerSHAREHOLDER, ownership code E, individual
Jan 6, 2012 to Dec 24, 2024factForm ADV
← BOUCHARD, JEAN-PHILIPPEOwnerSHAREHOLDER, ownership code E, individual
Jan 6, 2012 to Dec 24, 2024factForm ADV

Owns (3)

← 9186-0841 QUEBEC INC.OwnerSHAREHOLDER, ownership code B, foreign entity
Dec 24, 2015 to Dec 24, 2024factForm ADV
← HMS CORPORATION INC.OwnerSHAREHOLDER, ownership code A, foreign entity
Dec 24, 2015 to Dec 24, 2024factForm ADV
← MUSEE GIVERNY CAPITAL INC.OwnerSHAREHOLDER, ownership code B, foreign entity
Dec 24, 2015 to Dec 24, 2024factForm ADV

Dated events

Occurred
Dec 24, 2024
Regulatory AUM changed
Giverny Capital reported RAUM $2.5B, up 40% from $1.8B (2023-12-22 to 2024-12-24)
Form ADVobserved 6 days ago
$704M
Occurred
Dec 22, 2023
Regulatory AUM changed
Giverny Capital reported RAUM $1.8B, up 27% from $1.4B (2023-06-29 to 2023-12-22)
Form ADVobserved 6 days ago
$377M
Occurred
Dec 24, 2021
Regulatory AUM changed
Giverny Capital reported RAUM $1.6B, up 49% from $1.1B (2020-12-24 to 2021-12-24)
Form ADVobserved 6 days ago
$527M
Occurred
Dec 20, 2018
Regulatory AUM changed
Giverny Capital reported RAUM $912.2M, up 30% from $703.5M (2018-07-17 to 2018-12-20)
Form ADVobserved 6 days ago
$209M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2fc889f3-7ba6-62ca-f1a7-bfc5d940417e
First observed: Jan 6, 2012
Last observed: Jun 12, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GIVERNY CAPITAL

GIVERNY CAPITAL INC., CRD 130640

MONTREAL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2fc889f3-7ba6-62ca-f1a7-bfc5d940417e

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NICOLAS L'ECUYER

n/a

MONTREAL | PRINCETON, NJ

n/a

SÉBASTIEN GENEST-ROY

n/a

Montreal

n/a

JEAN-PHILIPPE BOUCHARD

n/a

PRINCETON, NJ | MONTREAL

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GIVERNY CAPITAL EQUITY FUND

Other Private Fund

$1.4B

Jun 12, 2026

3,682

Dec 24, 2015

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOUCHARD, JEAN-PHILIPPE

yes

01/2010

Jun 12, 2026

PELLERIN, STÉPHANIE

CHIEF OPERATING OFFICER

yes

04/2026

Jun 12, 2026

ROCHON, FRANCOIS

Ceo

yes

01/1998

Jun 12, 2026

SÉGUIN, MARCÉMILE

CHIEF COMPLIANCE OFFICER

yes

06/2026

Jun 12, 2026

BOUCHARD, JEAN-PHILIPPE

Shareholder

yes

08/2007

Jan 6, 2012

Dec 24, 2024

ROCHON, FRANCOIS

Shareholder

yes

01/2007

Jan 6, 2012

Dec 24, 2024

9186-0841 QUEBEC INC.

Shareholder

02/2008

Jun 12, 2026

HMS CORPORATION INC.

Shareholder

04/2015

Jun 12, 2026

MUSEE GIVERNY CAPITAL INC.

Shareholder

01/2007

Jun 12, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GIVERNY CAPITAL ASSET MANAGEMENT LLC

n/a

Independent wealth

$599M

yes

n/a

GIVERNY CAPITAL ADVISORS LLC

n/a

Independent wealth

$421M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Dec 24, 2024

$2.5B

$1.2B

2023

Dec 22, 2023

$1.8B

$891M

2022

Dec 22, 2022

$1.4B

$688M

2021

Dec 24, 2021

$1.6B

$793M

2020

Dec 24, 2020

$1.1B

$507M

2019

Dec 23, 2019

$1.0B

$417M

2018

Dec 20, 2018

$912M

$364M

2017

Nov 22, 2017

$703M

$275M

2016

Dec 22, 2016

$522M

n/a

$181M

2015

Dec 24, 2015

$469M

n/a

$145M

2014

Dec 18, 2014

$1.4M

n/a

2013

Dec 18, 2013

$1.6M

n/a

2012

Dec 18, 2012

$1.1M

n/a

2011

Jan 6, 2012

$2.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$2.7B

$1.8B

53.5%

$1.6B

19.3%