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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GIVERNY CAPITAL ASSET MANAGEMENT

GIVERNY CAPITAL ASSET MANAGEMENT LLC, CRD 306473

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac071b79-26f0-16f7-faaf-9f3e5ab4a560

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Feb 11, 2020 to Mar 30, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $599MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $599M
Private client RAUM: $579MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $599Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 346
Individual clients: 116
High net worth clients: 221
SEC number: 801-118218
CRD: 306473
Filings on the tape: 12
First filed: Feb 11, 2020
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID MARTIN POPPE	n/a	NEW YORK, NY	1	23	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIVERNY CAPITAL MANAGEMENT INC.	Member	D	yes	12/2019	Feb 11, 2020	Mar 27, 2024
MUSEE GIVERNY CAPITAL INC.	Shareholder	E	yes	09/2017	Feb 11, 2020	Mar 27, 2024
POPPE HENDERSON, LLC	Member	D	yes	12/2019	Feb 11, 2020	Mar 27, 2024
POPPE, DAVID, MARTIN	Member	E	yes	11/2019	Feb 11, 2020	Mar 27, 2024
POPPE, DAVID, MARTIN	PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Feb 11, 2020	Mar 27, 2024
ROCHON, FRANCOIS	Shareholder	E	yes	01/2007	Feb 11, 2020	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GIVERNY CAPITAL INC.	n/a	Independent wealth	$2.7B	N	yes	n/a
GIVERNY CAPITAL ADVISORS LLC	n/a	Independent wealth	$421M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$599M	$599M	3	2	n/a	n/a
2024	Apr 3, 2025	$503M	$503M	3	2	n/a	n/a
2023	Mar 27, 2024	$369M	$369M	3	2	n/a	n/a
2022	Mar 30, 2023	$222M	$222M	1	1	n/a	n/a
2021	Mar 31, 2022	$197M	$197M	1	1	n/a	n/a
2020	Mar 24, 2021	$119M	$119M	1	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$599M	$503M	19.3%	$222M	39.3%	3	3	0	0

Relationships

Affiliated with (4)

← GIVERNY CAPITALRegistered adviserother investment adviser, common control
factForm ADV
→ GIVERNY CAPITALRegistered adviserother investment adviser, common control
factForm ADV
→ GIVERNY CAPITAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← GIVERNY CAPITAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Registered with (1)

← DAVID MARTIN POPPEAdvisorregistration: previous registration
Sep 17, 2021 to Dec 31, 2022factForm ADV

Controls (5)

← POPPE, DAVID, MARTINOwnerMEMBER, ownership code E, individual
Feb 11, 2020 to Mar 27, 2024factForm ADV
← ROCHON, FRANCOISOwnerSHAREHOLDER, ownership code E, individual
Feb 11, 2020 to Mar 27, 2024factForm ADV
← GIVERNY CAPITAL MANAGEMENT INC.OwnerMEMBER, ownership code D, domestic entity
Feb 11, 2020 to Mar 27, 2024factForm ADV
← MUSEE GIVERNY CAPITAL INC.OwnerSHAREHOLDER, ownership code E, foreign entity
Feb 11, 2020 to Mar 27, 2024factForm ADV
← POPPE HENDERSON, LLCOwnerMEMBER, ownership code D, domestic entity
Feb 11, 2020 to Mar 27, 2024factForm ADV

Dated events

Occurred
Apr 3, 2025
Regulatory AUM changed
Giverny Capital Asset Management reported RAUM $502.6M, up 36% from $368.8M (2024-03-27 to 2025-04-03)
Form ADVobserved 5 days ago
$134M
Occurred
Mar 27, 2024
Regulatory AUM changed
Giverny Capital Asset Management reported RAUM $368.8M, up 66% from $221.8M (2023-04-13 to 2024-03-27)
Form ADVobserved 5 days ago
$147M
Occurred
Feb 11, 2020
First Form ADV filing
Giverny Capital Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac071b79-26f0-16f7-faaf-9f3e5ab4a560
First observed: Feb 11, 2020
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GIVERNY CAPITAL ASSET MANAGEMENT

GIVERNY CAPITAL ASSET MANAGEMENT LLC, CRD 306473

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac071b79-26f0-16f7-faaf-9f3e5ab4a560

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID MARTIN POPPE

n/a

NEW YORK, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIVERNY CAPITAL MANAGEMENT INC.

Member

yes

12/2019

Feb 11, 2020

Mar 27, 2024

MUSEE GIVERNY CAPITAL INC.

Shareholder

yes

09/2017

Feb 11, 2020

Mar 27, 2024

POPPE HENDERSON, LLC

Member

yes

12/2019

Feb 11, 2020

Mar 27, 2024

POPPE, DAVID, MARTIN

Member

yes

11/2019

Feb 11, 2020

Mar 27, 2024

POPPE, DAVID, MARTIN

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

01/2020

Feb 11, 2020

Mar 27, 2024

ROCHON, FRANCOIS

Shareholder

yes

01/2007

Feb 11, 2020

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GIVERNY CAPITAL INC.

n/a

Independent wealth

$2.7B

yes

n/a

GIVERNY CAPITAL ADVISORS LLC

n/a

Independent wealth

$421M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$599M

n/a

2024

Apr 3, 2025

$503M

n/a

2023

Mar 27, 2024

$369M

n/a

2022

Mar 30, 2023

$222M

n/a

2021

Mar 31, 2022

$197M

n/a

2020

Mar 24, 2021

$119M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$599M

$503M

19.3%

$222M

39.3%