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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

BENJAMIN MONROE DOURTE

Advisor at VANGUARD ADVISERS, INC.

Malvern, PA | MALVERN, PA

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Search this name across graphsid dfx:ria:2fd06d5c-c1c6-68d9-71d1-c1b8bb95cade

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 18, 1998
First registration: Apr 7, 2003
Dual registered: yes, broker-dealer
Other names: BEN DOURTE|BENJAMIN MONROE DOURTE|BENJAMIN DOURTE
IAPD individual key: 3053786

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Oct 4, 2018	n/a	yes	Malvern, PA\|MALVERN, PA	Current employment
COMPASS ION ADVISORS, LLC	Independent wealth	Jan 27, 2014	Sep 19, 2018	no	CONSHOHOCKEN, PA\|CONSHOHOCKEN, PA\|CONSHOHOCKEN, PA	Previous registration
COMPREHENSIVE CAPITAL MANAGEMENT, INC.	Independent wealth	Dec 2, 2008	Jan 29, 2014	no	TOTOWA, NJ	Previous registration
EGE ADVISORS, LTD.	n/a	Feb 16, 2007	Dec 31, 2008	no	KING OF PRUSSIA, PA	Previous registration
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Apr 7, 2003	Feb 21, 2007	no	OAKS, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMPASS ION ADVISORS, LLC	VANGUARD ADVISERS, INC.	Sep 19, 2018	Oct 4, 2018	15	Firm change	RIA to ibd
COMPREHENSIVE CAPITAL MANAGEMENT, INC.	COMPASS ION ADVISORS, LLC	Jan 29, 2014	Jan 27, 2014	-2	Firm change	Other
EGE ADVISORS, LTD.	COMPREHENSIVE CAPITAL MANAGEMENT, INC.	Dec 31, 2008	Dec 2, 2008	-29	Firm change	Other
SEI INVESTMENTS MANAGEMENT CORP	EGE ADVISORS, LTD.	Feb 21, 2007	Feb 16, 2007	-5	Firm change	Other

Relationships

Registered with (5)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Oct 4, 2018 to presentfactForm ADV
→ COMPASS ION ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 27, 2014 to Sep 19, 2018factForm ADV
→ COMPREHENSIVE CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 2, 2008 to Jan 29, 2014factForm ADV
→ EGE ADVISORS, LTD.Registered adviserregistration: previous registration
Feb 16, 2007 to Dec 31, 2008factForm ADV
→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: previous registration
Apr 7, 2003 to Feb 21, 2007factForm ADV

Dated events

No dated event names this entity yet.