DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• M••••• D•••••

V••••••• A•••••••• I•••BD affiliatedMalvern, Pa dual registrantIAPD 3053786

Certified Financial Planner

Feed of 09/15/2026

Also filed as Ben D•••••

At current firm

7 y

since Oct 4, 2018

In the industry

28 y

since May 18, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Oct 4, 2018 · Malvern, Pa
C•••••• I•• A•••••••• L•• independent RIA
Jan 27, 2014 to Sep 19, 2018 · Conshohocken, Pa
C••••••••• C•••••• M••••••••• I••• independent RIA
Dec 2, 2008 to Jan 29, 2014 · Totowa, Nj
E•• A•••••••• L••• unclassified
Feb 16, 2007 to Dec 31, 2008 · King Of Prussia, Pa
S•• I••••••••• M••••••••• C••• mixed wealth
Apr 7, 2003 to Feb 21, 2007 · Oaks, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••• I•• A•••••••• L•• to V••••••• A•••••••• I•••
left Sep 19, 2018, registered Oct 4, 2018 (15 days) · RIA to affiliated broker-dealer or bank
C••••••••• C•••••• M••••••••• I••• to C•••••• I•• A•••••••• L••
left Jan 29, 2014, registered Jan 27, 2014 (-2 days) · Other
E•• A•••••••• L••• to C••••••••• C•••••• M••••••••• I•••
left Dec 31, 2008, registered Dec 2, 2008 (-29 days) · Other
S•• I••••••••• M••••••••• C••• to E•• A•••••••• L•••
left Feb 21, 2007, registered Feb 16, 2007 (-5 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address