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RIA / WealthAdvisor25 years in industry

Orlando Rosario

Advisor at SEACREST WEALTH MANAGEMENT, LLC

PURCHASE, NY | DURHAM, NC

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Search this name across graphsid dfx:ria:2fdff981-15f7-6fc4-54d5-62fa8b52c358

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEACREST WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Feb 9, 2001
First registration: Nov 2, 2011
Dual registered: no
Other names: ORLANDO JAMES ROSARIO
IAPD individual key: 4292280

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEACREST WEALTH MANAGEMENT, LLC	Independent wealth	Apr 15, 2024	n/a	yes	DURHAM, NC\|PURCHASE, NY	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Nov 29, 2021	Apr 20, 2023	no	DURHAM, NC\|GREENWOOD VILLAGE, CO	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jan 7, 2021	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 18, 2016	Jul 13, 2018	no	DURHAM, NC	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 2, 2011	Feb 15, 2013	no	Durham, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	SEACREST WEALTH MANAGEMENT, LLC	Apr 20, 2023	Apr 15, 2024	361	Firm change	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	EMPOWER ADVISORY GROUP, LLC	Jan 7, 2021	Nov 29, 2021	326	Firm change	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
ADVICE AND PLANNING SERVICES	STRATEGIC ADVISERS LLC	Feb 15, 2013	Oct 18, 2016	1,341	Firm change after gap	Other

Relationships

Registered with (5)

→ SEACREST WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 15, 2024 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Nov 29, 2021 to Apr 20, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jan 7, 2021factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 18, 2016 to Jul 13, 2018factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 2, 2011 to Feb 15, 2013factForm ADV

Dated events

Occurred
Apr 20, 2023
Advisor changed firm
Orlando Rosario left Empower Advisory Group, Llc for Seacrest Wealth Management, Llc (registered 2024-04-15)
Form ADVobserved 4 days ago