DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

O•••••• R••••••

S••••••• W••••• M••••••••• L••independent RIAPurchase, Ny IA-onlyIAPD 4292280

Feed of 09/14/2026

Also filed as Orlando James Rosario

At current firm

2 y

since Apr 15, 2024

In the industry

25 y

since Feb 9, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••• W••••• M••••••••• L•• independent RIA current
since Apr 15, 2024 · Durham, Nc
E•••••• A••••••• G••••• L•• BD affiliated
Nov 29, 2021 to Apr 20, 2023 · Durham, Nc
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jan 7, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
Oct 18, 2016 to Jul 13, 2018 · Durham, Nc
A••••• A•• P••••••• S••••••• BD affiliated
Nov 2, 2011 to Feb 15, 2013 · Durham, Nc

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to S••••••• W••••• M••••••••• L••
left Apr 20, 2023, registered Apr 15, 2024 (361 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••
left Jan 7, 2021, registered Nov 29, 2021 (326 days) · Other
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
A••••• A•• P••••••• S••••••• to S•••••••• A••••••• L••
left Feb 15, 2013, registered Oct 18, 2016 (1341 days) · Other

Signals

O•••••• R•••••• left E•••••• A••••••• G••••• L•• for S••••••• W••••• M••••••••• L•• (registered 2024-04-15)
Apr 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address