DFX Intelligence

D•••• R••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

D•••• R••• H••••••

Advisor at S••••• T•••• A•••••••• L••

NEW YORK, NY | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:2fe12ea3-2722-aead-53c8-ec9d1ca91b5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• T•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• T•••• A•••••••• L••	Independent wealth	Feb 16, 2026	n/a	yes	SAN FRANCISCO, CA\|NEW YORK, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 19, 2023	Mar 5, 2024	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••• T•••• A•••••••• L••	Mar 5, 2024	Feb 16, 2026	713	Firm change after gap	Ibd to RIA
B••••••• I••••••••• S•••••••• I••• •••••	L•• F•••••••• L••	Jul 19, 2023	Jul 19, 2023

Relationships

Registered with (5)

→ S••••• T•••• A•••••••• L••Registered adviserregistration: current employment
Feb 16, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2023 to Mar 5, 2024factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Sep 28, 2010 to Jul 19, 2023factForm ADV
→ D••••••• I••••••••• A•••••••• I•••

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
D•••• R••• H•••••• left L•• F•••••••• L•• for S••••• T•••• A•••••••• L•• (registered 2026-02-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2fe12ea3-2722-aead-53c8-ec9d1ca91b5b
First observed: Jan 29, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.