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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

JOHN CODY MILLER

Advisor at SANCTUARY ADVISORS, LLC

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:2fee3dbb-38c7-0249-5dae-21f2b884820c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANCTUARY ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 27, 1998
First registration: Oct 19, 2005
Dual registered: yes, broker-dealer
Other names: JAY MILLER|J. Miller
IAPD individual key: 2937577

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Mar 8, 2024	n/a	yes	INDIANAPOLIS, IN	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Feb 28, 2017	Mar 15, 2024	no	INDIANAPOLIS, IN\|ST. LOUIS, MO\|INDIANAPOLIS, IN	Previous registration
CITY SECURITIES CORPORATION	Former SEC adviser	Oct 8, 2010	Feb 28, 2017	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Oct 12, 2010	no	CARMEL, IN\|INDIANAPOLIS, IN	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Oct 19, 2005	Nov 13, 2009	no	INDIANAPOLIS, IN\|INDPLS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	SANCTUARY ADVISORS, LLC	Mar 15, 2024	Mar 8, 2024	-7	Firm change	Ibd to ibd
CITY SECURITIES CORPORATION	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Feb 28, 2017	Feb 28, 2017	0	Bulk transfer	Other
PNC WEALTH MANAGEMENT	CITY SECURITIES CORPORATION	Oct 12, 2010	Oct 8, 2010	-4	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
793:226606:IN:2024-03-15	Mar 15, 2024	Mar 8, 2024	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (5)

→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: current employment
Mar 8, 2024 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Feb 28, 2017 to Mar 15, 2024factForm ADV
→ CITY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 8, 2010 to Feb 28, 2017factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Oct 12, 2010factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 19, 2005 to Nov 13, 2009factForm ADV

Dated events

Occurred
Mar 15, 2024
Advisor changed firm
John Cody Miller left Stifel, Nicolaus & Company, Incorporated for Sanctuary Advisors, Llc (registered 2024-03-08)
Form ADVobserved 4 days ago