DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C••• M•••••

S•••••••• A•••••••• L••BD affiliatedIndianapolis, Indual registrantIAPD 2937577

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jay M•••••

At current firm

2 y

since Mar 8, 2024

In the industry

28 y

since Aug 27, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A•••••••• L•• BD affiliated current
since Mar 8, 2024 · Indianapolis, In
S•••••• N••••••• • C••••••• I••••••••• national BD
Feb 28, 2017 to Mar 15, 2024 · Indianapolis, In
C••• S••••••••• C••••••••• former
Oct 8, 2010 to Feb 28, 2017 · Indianapolis, In
P•• W••••• M••••••••• BD affiliated
Nov 13, 2009 to Oct 12, 2010 · Carmel, In
N•••••• I••••••••• I••• unclassified
Oct 19, 2005 to Nov 13, 2009 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to S•••••••• A•••••••• L••
left Mar 15, 2024, registered Mar 8, 2024 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
C••• S••••••••• C••••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Feb 28, 2017, registered Feb 28, 2017 (0 days) · corporate re-registration, not a move
P•• W••••• M••••••••• to C••• S••••••••• C•••••••••
left Oct 12, 2010, registered Oct 8, 2010 (-4 days) · Other
N•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move

Signals

J••• C••• M••••• left S•••••• N••••••• • C••••••• I••••••••• for S•••••••• A•••••••• L•• (registered 2024-03-08)
Mar 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address