DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Walnut Creek, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Mar 2, 2017 | n/a | yes | Walnut Creek, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 12, 1998 | Nov 15, 2016 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|PUNTA GORDA, FL|SAN FRANCISCO, CA|NEW YORK, NY|SAN FRANCISCO, CA|PLAINSBORO, NJ|SARASOTA, FL|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|SAN FRANCISCO, CA|NEW YORK, NY|CONCORD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Nov 15, 2016 | Mar 2, 2017 | 107 | Firm change | Wirehouse to wirehouse |