DFX Intelligence

R••••• J••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

R••••• J••••••• T•••••

Advisor at P•••••••• M•••••• L••

Central Valley, UT | BONITA SPRINGS, FL

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Search this name across graphsid dfx:ria:2ffa1dbb-61c1-a194-7cac-2d65a8e9d999

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• M•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• M•••••• L••	Independent wealth	Jun 17, 2025	n/a	yes	BONITA SPRINGS, FL\|Central Valley, UT	Current employment
I••••••••• F•••••••• A•••••••	Independent wealth	Jun 6, 2022	Jun 20, 2023	no	Central Valley, UT\|Richfield, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• A•••••••	P•••••••• M•••••• L••	Jun 20, 2023	Jun 17, 2025	728	Firm change after gap	RIA to RIA
A•••• C•••••• M••••••••• L••	I••••••••• F•••••••• A•••••••	Jun 17, 2020	Jun 6, 2022

Relationships

Registered with (3)

→ P•••••••• M•••••• L••Registered adviserregistration: current employment
Jun 17, 2025 to presentfactForm ADV
→ I••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 6, 2022 to Jun 20, 2023factForm ADV
→ A•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 31, 2020 to Jun 17, 2020factForm ADV

Dated events

Occurred
Jun 20, 2023
Advisor changed firm
R••••• J••••••• T••••• left I••••••••• F•••••••• A••••••• for P•••••••• M•••••• L•• (registered 2025-06-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ffa1dbb-61c1-a194-7cac-2d65a8e9d999
First observed: Jan 31, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.