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Advisor at PNC WEALTH MANAGEMENT
SUN CITY WEST, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 30, 2021 | n/a | yes | SUN CITY WEST, AZ | Current employment |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Oct 15, 2010 | Aug 17, 2021 | no | HOUSTON, TX|HOUSTON, TX|SUN CITY WEST, AZ | Previous registration |
| ST JOHNS WEALTH MANAGEMENT | n/a | Sep 27, 2010 | Oct 15, 2010 | no | SUN CITY, AZ | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Oct 30, 2002 | Jan 5, 2004 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | PNC WEALTH MANAGEMENT | Aug 17, 2021 | Aug 30, 2021 | 13 | Bulk transfer | Ibd to ibd |
| ST JOHNS WEALTH MANAGEMENT | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Oct 15, 2010 | Oct 15, 2010 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | ST JOHNS WEALTH MANAGEMENT | Jan 5, 2004 | Sep 27, 2010 | 2,457 | Firm change after gap | Other |