DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PATRON PARTNERS, LLC

CRD 310629

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ffb8651-8606-2c35-1151-8fb9af4dafa9

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Aug 25, 2020 to Apr 28, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $326MItem 5.F on the latest filing (2026-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $326M
Private client RAUM: $306MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $163Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 621
Individual clients: 73
High net worth clients: 86
Custody, client assets: $91.7M
SEC number: 801-119522
CIK: 1841768
CRD: 310629
Filings on the tape: 21
First filed: Aug 25, 2020
Latest filed: Apr 28, 2026
Organised: Limited Liability Company, TX
Website: patronpartnersadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEPHEN FRANCIS CATON	Certified Financial Planner	HOUSTON, TX	5	42	2	no
RICHARD SCOTT FIGUEROA	n/a	HOUSTON, TX	5	28	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CATON, STEPHEN, FRANCIS	MANAGING MEMBER	C	yes	10/2020	Oct 2, 2020	Mar 21, 2024
ELDRIDGE, MICHELLE, LEA	CHIEF COMPLIANCE OFFICER	Na	yes	08/2023	Aug 31, 2023	Mar 21, 2024
FIGUEROA, RICHARD, SCOTT	MANAGING MEMBER	D	yes	10/2020	Oct 2, 2020	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 28, 2026	$326M	$326M	7	2	n/a	n/a
2024	Mar 18, 2025	$349M	$296M	6	2	n/a	n/a
2023	Mar 20, 2024	$298M	$252M	5	2	n/a	n/a
2022	Mar 24, 2023	$249M	$220M	5	2	n/a	n/a
2021	Mar 12, 2022	$253M	$245M	6	2	n/a	n/a
2020	Jan 19, 2021	$208M	$208M	5	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$326M	$349M	-6.7%	$249M	9.4%	7	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UBS FINANCIAL SERVICES INC.	2	Oct 13, 2020	Oct 2, 2020	WEEHAWKEN, NJ	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (2)

← STEPHEN FRANCIS CATONAdvisorregistration: current employment
Oct 2, 2020 to presentfactForm ADV
← RICHARD SCOTT FIGUEROAAdvisorregistration: current employment
Oct 2, 2020 to presentfactForm ADV

Controls (3)

← CATON, STEPHEN, FRANCISOwnerMANAGING MEMBER, ownership code C, individual
Oct 2, 2020 to Mar 21, 2024factForm ADV
← FIGUEROA, RICHARD, SCOTTOwnerMANAGING MEMBER, ownership code D, individual
Oct 2, 2020 to Mar 21, 2024factForm ADV
← ELDRIDGE, MICHELLE, LEAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 31, 2023 to Mar 21, 2024factForm ADV

Moved with (1)

← UBS FINANCIAL SERVICES INC.Registered adviser2 advisors, team lift out, same day
Oct 13, 2020 to Oct 2, 2020factForm ADV

Dated events

Occurred
Aug 31, 2023
Control person joined
Lea Michelle Eldridge (Chief Compliance Officer) appeared on Schedule A of Patron Partners, Llc
Form ADVobserved 6 days ago
Occurred
Aug 31, 2023
Control person left
Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of Patron Partners, Llc (listed 2023-03-28, absent 2023-08-31)
Form ADVobserved 6 days ago
Occurred
Oct 2, 2020
Control person left
Jean Sandra Voll (Owner) no longer on Schedule A of Patron Partners, Llc (listed 2020-08-25, absent 2020-10-02)
Form ADVobserved 6 days ago
Occurred
Oct 2, 2020
Control person joined
Francis Stephen Caton (Managing Member) appeared on Schedule A of Patron Partners, Llc
Form ADVobserved 6 days ago
Occurred
Oct 2, 2020
Control person joined
Scott Richard Figueroa (Managing Member) appeared on Schedule A of Patron Partners, Llc
Form ADVobserved 6 days ago
Occurred
Aug 25, 2020
First Form ADV filing
Patron Partners Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ffb8651-8606-2c35-1151-8fb9af4dafa9
First observed: Aug 25, 2020
Last observed: Apr 28, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATRON PARTNERS, LLC

CRD 310629

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ffb8651-8606-2c35-1151-8fb9af4dafa9

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEPHEN FRANCIS CATON

Certified Financial Planner

HOUSTON, TX

RICHARD SCOTT FIGUEROA

n/a

HOUSTON, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CATON, STEPHEN, FRANCIS

MANAGING MEMBER

yes

10/2020

Oct 2, 2020

Mar 21, 2024

ELDRIDGE, MICHELLE, LEA

CHIEF COMPLIANCE OFFICER

yes

08/2023

Aug 31, 2023

Mar 21, 2024

FIGUEROA, RICHARD, SCOTT

MANAGING MEMBER

yes

10/2020

Oct 2, 2020

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$326M

n/a

2024

Mar 18, 2025

$349M

$296M

n/a

2023

Mar 20, 2024

$298M

$252M

n/a

2022

Mar 24, 2023

$249M

$220M

n/a

2021

Mar 12, 2022

$253M

$245M

n/a

2020

Jan 19, 2021

$208M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$326M

$349M

-6.7%

$249M

9.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UBS FINANCIAL SERVICES INC.

Oct 13, 2020

Oct 2, 2020

WEEHAWKEN, NJ

Team lift out

Wirehouse to new firm

0.0%