DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• P•••••••• L••
Latest filing Apr 28, 2026
First filing on the tape Aug 25, 2020 · 21 filings
SEC status approved since Sep 21, 2020
RAUM
$326M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$306M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$163M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$326M as of Apr 28, 2026
Jan 19, 2021$208M then
HNW client RAUM$270M as of Apr 28, 2026
Jan 19, 2021$187M then
State-registered IARs (5.B.3)2 as of Apr 28, 2026
Jan 19, 20212 then
Employees (5.A)7 as of Apr 28, 2026
Jan 19, 20215 then
Private funds: no history
RAUM -6.7% over the last fiscal year+9.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $163MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $524,480derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -74%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $91.7M, 110 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$270M83%
- Individuals$36.9M11%
- Corporations and businesses$19.0M5.8%
- Charitable organizations$215,0620.1%
- Individual clients
- 73reported
- HNW clients
- 86reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 621reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $91.7M for 110 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• F•••••• C••••Certified Financial Planner | Houston, Tx | Oct 2, 2020 | 42 y | 2 |
| R•••••• S•••• F••••••• | Houston, Tx | Oct 2, 2020 | 28 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• S•••• F••••••• from U•• F•••••••• S••••••• I•••Oct 2, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- S•••••• F•••••• C•••• from U•• F•••••••• S••••••• I•••Oct 2, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from U•• F•••••••• S••••••• I•••Oct 13, 2020 · Weehawken, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• S••••••• F•••••• · Managing Membercontrolsince 10/2020 · owns 25% to 50%
- E•••••••• M•••••••• L•• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- F•••••••• R••••••• S•••• · Managing Membercontrolsince 10/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 28, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $349,195,764 to $325,702,333, advisors 2 to 2, private clients 604 to 159, offices 0 to 0 (2025-03-18 to 2026-04-28)peers: independent wealth managers, $100M to $500M (5,678)
- institutional to wealth shiftCombination · filing Apr 28, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $349,195,764 to $325,702,333, advisors 2 to 2, private clients 604 to 159, offices 0 to 0 (2025-03-18 to 2026-04-28)peers: independent wealth managers, $100M to $500M (5,678)
- institutional asset share shiftChange between filings · filing Apr 28, 2026institutional share of RAUM moved from 25.0% to 6.0% between the annual amendments of 2025-03-18 and 2026-04-28peers: independent wealth managers, $100M to $500M (5,678)
- discretionary share shiftChange between filings · filing Apr 28, 2026discretionary share of RAUM moved from 85.0% to 100.0% between the annual amendments of 2025-03-18 and 2026-04-28peers: independent wealth managers, $100M to $500M (5,678)
- HNW share shiftChange between filings · filing Apr 28, 2026HNW share of RAUM moved from 65.0% to 83.0% between the annual amendments of 2025-03-18 and 2026-04-28peers: independent wealth managers, $100M to $500M (5,678)
- client mix shiftChange between filings · filing Apr 28, 2026private-client share of RAUM moved from 75.0% to 94.0% between the annual amendments of 2025-03-18 and 2026-04-28peers: independent wealth managers, $100M to $500M (5,678)
- client count collapseChange between filings · filing Apr 28, 2026individual and HNW clients (Item 5.D) moved from 604.0 to 159.0 (-74.0%) between the annual amendments of 2025-03-18 and 2026-04-28; the peer median change was +3.0% (3309 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 0.3% percentile
What changed
consecutive filings, newest first
- Accounts · 659 to 621Feb 6, 2026 to Mar 6, 2026
- Charity clients · 1.0 to unsetFeb 6, 2026 to Mar 6, 2026
- Corporate clients · 34 to 5Feb 6, 2026 to Mar 6, 2026
- HNW clients · 402 to 86Feb 6, 2026 to Mar 6, 2026
- Individual clients · 202 to 73Feb 6, 2026 to Mar 6, 2026
- Pension plan clients · 20.0 to unsetFeb 6, 2026 to Mar 6, 2026
- Assets in custody · unset to 91732101.0Feb 6, 2026 to Mar 6, 2026
- Custody of client assets · false to trueFeb 6, 2026 to Mar 6, 2026
- Employees · 6 to 7Feb 6, 2026 to Mar 6, 2026
- Financial planning clients · 101-250 to 0Feb 6, 2026 to Mar 6, 2026
- Discretionary RAUM · $296M to $326MFeb 6, 2026 to Mar 6, 2026
- HNW RAUM · $229M to $270MFeb 6, 2026 to Mar 6, 2026
- Individual RAUM · $31.8M to $36.9MFeb 6, 2026 to Mar 6, 2026
- Non-discretionary RAUM · $53.6M to $0Feb 6, 2026 to Mar 6, 2026
- Pension RAUM · $55.3M to $0Feb 6, 2026 to Mar 6, 2026
- RAUM · $349M to $326MFeb 6, 2026 to Mar 6, 2026
- Related adviser · false to trueAug 20, 2025 to Nov 5, 2025
- Accounts · 648 to 659Mar 21, 2024 to Mar 18, 2025
- Advisory activities · 5 to 6Mar 21, 2024 to Mar 18, 2025
- Charity clients · 2 to 1Mar 21, 2024 to Mar 18, 2025
- Corporate clients · 30 to 34Mar 21, 2024 to Mar 18, 2025
- HNW clients · 391 to 402Mar 21, 2024 to Mar 18, 2025
- Individual clients · 208 to 202Mar 21, 2024 to Mar 18, 2025
- Pension plan clients · 17 to 20Mar 21, 2024 to Mar 18, 2025
- Employees · 5 to 6Mar 21, 2024 to Mar 18, 2025
- Financial planning clients · 101-250 to 101-250Mar 21, 2024 to Mar 18, 2025
- Discretionary RAUM · $253M to $296MMar 21, 2024 to Mar 18, 2025
- HNW RAUM · $195M to $229MMar 21, 2024 to Mar 18, 2025
- Individual RAUM · $31.7M to $31.8MMar 21, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $45.7M to $53.6MMar 21, 2024 to Mar 18, 2025
- Pension RAUM · $42.2M to $55.3MMar 21, 2024 to Mar 18, 2025
- RAUM · $299M to $349MMar 21, 2024 to Mar 18, 2025
- Accounts · 647 to 648Mar 20, 2024 to Mar 21, 2024
- Corporate clients · 29 to 30Mar 20, 2024 to Mar 21, 2024
- Discretionary RAUM · $252M to $253MMar 20, 2024 to Mar 21, 2024
- RAUM · $298M to $299MMar 20, 2024 to Mar 21, 2024
- Accounts · 613 to 647Sep 5, 2023 to Mar 20, 2024
- Charity clients · 1 to 2Sep 5, 2023 to Mar 20, 2024
- Corporate clients · 27 to 29Sep 5, 2023 to Mar 20, 2024
- HNW clients · 388 to 391Sep 5, 2023 to Mar 20, 2024
Signals
6 dated events
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of P••••• P•••••••• L•• (listed 2023-03-28, absent 2023-08-31)Aug 31, 2023 · Control person left · inference
- Lea Michelle Eldridge (Chief Compliance Officer) appeared on Schedule A of P••••• P•••••••• L••Aug 31, 2023 · Control person joined · fact
- Jean Sandra Voll (Owner) no longer on Schedule A of P••••• P•••••••• L•• (listed 2020-08-25, absent 2020-10-02)Oct 2, 2020 · Control person left · inference
- Francis Stephen Caton (Managing Member) appeared on Schedule A of P••••• P•••••••• L••Oct 2, 2020 · Control person joined · fact
- Scott Richard Figueroa (Managing Member) appeared on Schedule A of P••••• P•••••••• L••Oct 2, 2020 · Control person joined · fact
- P••••• P••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Aug 25, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@patronpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-244-8643reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-244-8848reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/P•••••PARTNERSreportedpublic record, Form ADV, Sep 19, 2026
- Website
- P•••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 971-371-3450reportedpublic record, Form ADV, Apr 28, 2026
- Team page
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $163Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026