This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SAXONY CAPITAL MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 9, 2021

First registration

Apr 12, 2021

Dual registered

yes, broker-dealer

Other names

Marguerite Zimmermann|Marguerite Ann Zimmermann|Marguerite Sansone|Maggie Sansone

IAPD individual key

7178739

• Occurred

  Jan 12, 2024
  Advisor changed firm

  Marguerite Ann Sansone left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Saxony Capital Management, Llc (registered 2024-02-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:30011a25-581a-0cbb-e7e3-7bd4ed9a2635

First observed

Apr 12, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.