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RIA / WealthAdvisor10 years in industry

Matthew Kloos

Advisor at SUCCESS WEALTH MANAGEMENT LLC

WEXFORD, PA

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Search this name across graphsid dfx:ria:30028184-b836-cb83-d24f-76b889cc619f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Sep 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUCCESS WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 2, 2021
First registration: Sep 23, 2021
Dual registered: no
Other names: Matthew J Kloos|Matthew James Kloos
IAPD individual key: 7292988

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUCCESS WEALTH MANAGEMENT LLC	Independent wealth	May 12, 2026	n/a	yes	WEXFORD, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 21, 2024	Apr 23, 2026	no	MONROEVILLE, PA	Previous registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Aug 8, 2023	Oct 26, 2023	no	Carnegie, PA\|BLUE BELL, PA	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Dec 6, 2021	Apr 1, 2022	no	HOUSTON, PA\|BROOKLYN, OH	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Sep 23, 2021	Dec 2, 2021	no	Canonsburg, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	SUCCESS WEALTH MANAGEMENT LLC	Apr 23, 2026	May 12, 2026	19	Firm change	Ibd to RIA
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Oct 26, 2023	Feb 21, 2024	118	Firm change	RIA to ibd
KEY INVESTMENT SERVICES LLC	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Apr 1, 2022	Aug 8, 2023	494	Firm change after gap	Ibd to RIA
PRUCO SECURITIES, LLC	KEY INVESTMENT SERVICES LLC	Dec 2, 2021	Dec 6, 2021	4	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ SUCCESS WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
May 12, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 21, 2024 to Apr 23, 2026factForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Aug 8, 2023 to Oct 26, 2023factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Dec 6, 2021 to Apr 1, 2022factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 23, 2021 to Dec 2, 2021factForm ADV

Dated events

Occurred
Apr 23, 2026
Advisor changed firm
Matthew Kloos left Cetera Investment Advisers Llc for Success Wealth Management Llc (registered 2026-05-12)
Form ADVobserved 6 days ago
Occurred
Oct 26, 2023
Advisor changed firm
Matthew Kloos left Mutual Of Omaha Investor Services, Inc. for Cetera Investment Advisers Llc (registered 2024-02-21)
Form ADVobserved 6 days ago
Occurred
Apr 1, 2022
Advisor changed firm
Matthew Kloos left Key Investment Services Llc for Mutual Of Omaha Investor Services, Inc. (registered 2023-08-08)
Form ADVobserved 6 days ago