DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• K••••

S•••••• W••••• M••••••••• L••independent RIAWexford, PaIA-onlyIAPD 7292988

Feed of 09/14/2026

Also filed as M•••••• J K••••

At current firm

0 y

since May 12, 2026

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• W••••• M••••••••• L•• independent RIA current
since May 12, 2026 · Wexford, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 21, 2024 to Apr 23, 2026 · Monroeville, Pa
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Aug 8, 2023 to Oct 26, 2023 · Carnegie, Pa
K•• I••••••••• S••••••• L•• BD affiliated
Dec 6, 2021 to Apr 1, 2022 · Houston, Pa
P•••• S••••••••• L•• no RAUM
Sep 23, 2021 to Dec 2, 2021 · Canonsburg, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to S•••••• W••••• M••••••••• L••
left Apr 23, 2026, registered May 12, 2026 (19 days) · Affiliated broker-dealer or bank to independent RIA
M••••• O• O•••• I••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Oct 26, 2023, registered Feb 21, 2024 (118 days) · RIA to affiliated broker-dealer or bank
K•• I••••••••• S••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••
left Apr 1, 2022, registered Aug 8, 2023 (494 days) · Affiliated broker-dealer or bank to independent RIA
P•••• S••••••••• L•• to K•• I••••••••• S••••••• L••
left Dec 2, 2021, registered Dec 6, 2021 (4 days) · Affiliated broker-dealer or bank to another

Signals

M•••••• K•••• left C••••• I••••••••• A••••••• L•• for S•••••• W••••• M••••••••• L•• (registered 2026-05-12)
Apr 23, 2026 · Advisor changed firm · fact
M•••••• K•••• left M••••• O• O•••• I••••••• S•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-02-21)
Oct 26, 2023 · Advisor changed firm · fact
M•••••• K•••• left K•• I••••••••• S••••••• L•• for M••••• O• O•••• I••••••• S•••••••• I••• (registered 2023-08-08)
Apr 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address