DFX Intelligence

J••••••• M•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

J••••••• M•••••• L••••

Advisor at C••••••••• F•••••••• N••••••

Milton, MA | SUDBURY, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 17, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jul 21, 2020	n/a	yes	Milton, MA\|SUDBURY, MA	Current employment
N•• D•••• R•••••••• I•••	Asset manager	May 8, 2012	Nov 24, 2014	no	BOSTON, MA\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• D•••• R•••••••• I•••	C••••••••• F•••••••• N••••••	Nov 24, 2014	Jul 21, 2020	2,066	Firm change after gap	Other
C••••••• M••••••••• I••••••••• A•••••••• L••	N•• D•••• R•••••••• I•••	Apr 17, 2012	May 8, 2012

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jul 21, 2020 to presentfactForm ADV
→ N•• D•••• R•••••••• I•••Registered adviserregistration: previous registration
May 8, 2012 to Nov 24, 2014factForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 1, 2010 to Apr 17, 2012factForm ADV
→ B••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.