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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

JACQUELINE LAURA CARRILLO

Advisor at LPL FINANCIAL LLC

WATSONVILLE, CA | FREEDOM, CA | MARINA, CA | SALINAS, CA | CAPITOLA, CA

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Search this name across graphsid dfx:ria:30098e5f-bc3e-7e48-bd24-dbd63b0664a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 10, 2011
First registration: Sep 3, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 5445544

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 3, 2021	n/a	yes	FREEDOM, CA\|MARINA, CA\|CAPITOLA, CA\|WATSONVILLE, CA\|SALINAS, CA	Current employment
EDWARD JONES	National bd RIA	Aug 3, 2021	Oct 1, 2021	no	Watsonville, CA\|ST LOUIS, MO	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Feb 14, 2017	Aug 10, 2021	no	MONTEREY, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 12, 2015	Nov 2, 2015	no	SAN JOSE, CA\|MONTEREY, CA	Previous registration
B\|O\|S	Former SEC adviser	Jul 29, 2014	Aug 21, 2014	no	SAN FRANCISCO, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Sep 3, 2013	Oct 18, 2013	no	SANTA CRUZ, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	LPL FINANCIAL LLC	Oct 1, 2021	Dec 3, 2021	63	Firm change	Ibd to ibd
RBC CAPITAL MARKETS, LLC	EDWARD JONES	Aug 10, 2021	Aug 3, 2021	-7	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RBC CAPITAL MARKETS, LLC	Nov 2, 2015	Feb 14, 2017	470	Firm change after gap	Wirehouse to ibd
B\|O\|S	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 21, 2014	Jan 12, 2015	144	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	B\|O\|S	Oct 18, 2013	Jul 29, 2014	284	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 3, 2021 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 3, 2021 to Oct 1, 2021factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Feb 14, 2017 to Aug 10, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 12, 2015 to Nov 2, 2015factForm ADV
→ B|O|SRegistered adviserregistration: previous registration
Jul 29, 2014 to Aug 21, 2014factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Sep 3, 2013 to Oct 18, 2013factForm ADV

Dated events

No dated event names this entity yet.