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CRD 286251
TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NICHOLAS ANDREW SHAHEEN | Certified Financial Planner | Warren, MI | 9 | 16 | 1 | no |
| MARK ANTHONY VIROSTICK | n/a | WARREN, MI | 9 | 33 | 1 | no |
| JOHN LAWRENCE SAUGER | n/a | TROY, MI | 9 | 22 | 1 | no |
| ADAM CHRISTOPHER GRUBIUS | n/a | TROY, MI | 9 | 16 | 1 | no |
| JEFFERY JAY BLEIM | n/a | TROY, MI | 9 | 24 | 1 | no |
| MICHAEL VINCENT SPICA | n/a | WARREN, MI | 9 | 17 | 1 | no |
| Richard Dean Trombley | n/a | TROY, MI | 9 | 20 | 1 | no |
| MICHAEL LEONARD WALLACE | n/a | TROY, MI | 9 | 35 | 1 | no |
| JOHN MICHAEL COLE | n/a | TROY, MI | 9 | 25 | 1 | no |
| Brian Washburn Swinney | n/a | TROY, MI | 9 | 31 | 1 | no |
| Albert Scott Carlson | n/a | TROY, MI | 8 | 33 | 1 | no |
| Sean Kenneth Beckerman | n/a | TROY, MI | 7 | 17 | n/a | no |
| JOHN GEORGE REYNOLDS | n/a | TROY, MI | 5 | 26 | 1 | no |
| Anthony Thomas Reckling | n/a | TROY, MI | 4 | 11 | 2 | no |
| Jacob Manning McClellan | n/a | TROY, MI | 3 | 10 | n/a | no |
| Kylie Marie Thiessen | n/a | TROY, MI | 3 | 11 | n/a | no |
| Ryan Michael Paye | n/a | TROY, MI | 3 | 10 | 1 | no |
| Mark Louis Kersten | n/a | TROY, MI | 1 | 33 | n/a | no |
| Joseph Klimowicz | n/a | TROY, MI | 1 | 12 | n/a | no |
| JEFFREY DAVID MEDVEDIK | n/a | TROY, MI | 1 | 45 | 1 | no |
| David Andrew James | n/a | TROY, MI | 1 | 17 | n/a | no |
| Katherine Ann Johnstone | n/a | TROY, MI | 1 | 27 | n/a | no |
| Richard Vernon Aubuchon | n/a | TROY, MI | 1 | 13 | 1 | no |
| Evan Michael Pribble | n/a | TROY, MI | 0 | 11 | n/a | no |
| Kourtnee Ann Jury | n/a | TROY, MI | 0 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FSA MARKETING SYSTEMS INC | Owner | E | yes | 01/2021 | Nov 16, 2021 | Dec 12, 2024 |
| James, Richard, David | Owner | E | yes | 01/2021 | Feb 5, 2021 | Dec 12, 2024 |
| SHAHEEN, NICHOLAS, ANDREW | PRESIDENT & CHIEF COMPLIANCE OFFICER | Na | yes | 01/2017 | Feb 5, 2021 | Dec 12, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FINANCIAL SERVICES OF AMERICA | n/a | n/a | n/a | N | yes | n/a |
| FSA HEALTH INSURANCE AGENCY | n/a | n/a | n/a | N | yes | n/a |
| FSA TAX & ACCOUNTING | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 8, 2026 | $573M | $571M | 31 | 31 | 4 | n/a | n/a |
| 2024 | Apr 16, 2025 | $396M | $394M | 24 | 24 | 0 | n/a | n/a |
| 2023 | Mar 1, 2024 | $292M | $289M | 22 | 22 | 0 | n/a | n/a |
| 2022 | Feb 16, 2023 | $214M | $212M | 22 | 22 | 0 | n/a | n/a |
| 2021 | Jan 21, 2022 | $198M | $196M | 18 | 18 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 3 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $573M | $396M | 44.7% | $214M | 38.8% | 31 | 24 | 4 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| INDEPENDENCE CAPITAL CO., INC. | 11 | Dec 15, 2022 | Jan 9, 2025 | WARREN, MI | Team lift out | RIA to RIA | 35.5% |