DFX Intelligence

R•••••• D••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

R•••••• D••• T•••••••

Advisor at F•• A•••••••• I•••

TROY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:721aa353-1e72-2b29-a0e9-0c7b18643541

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 10, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• A•••••••• I•••	Independent wealth	Aug 30, 2017	n/a	yes	TROY, MI	Current employment
I••••••••• C•••••• C••• I•••	Independent wealth	Aug 10, 2016	Dec 15, 2022	no	WARREN, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• C•••••• C••• I•••	F•• A•••••••• I•••	Dec 15, 2022	Aug 30, 2017	-1,933	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
24723:286251:MI:2022-12-15	Dec 15, 2022	Aug 30, 2017	WARREN, MI	Firm change after gap

Relationships

Registered with (2)

→ F•• A•••••••• I•••Registered adviserregistration: current employment
Aug 30, 2017 to presentfactForm ADV
→ I••••••••• C•••••• C••• I•••Registered adviserregistration: previous registration
Aug 10, 2016 to Dec 15, 2022factForm ADV

Dated events

Occurred
Dec 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:721aa353-1e72-2b29-a0e9-0c7b18643541
First observed: Aug 10, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.