J•••••• M• Y••

Advisor at C•••••• S••••• I••••••••• M••••••••• I••

Naples, FL | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30126a34-c06c-fda8-24ac-1bb11489fc02

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• I••••••••• M••••••••• I••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Sep 25, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• I••••••••• M••••••••• I••	Other adviser	Jul 7, 2020	n/a	yes	Naples, FL\|SAN FRANCISCO, CA	Current employment
W••••• S••••••••	Former SEC adviser	Oct 16, 2009	Jul 2, 2020	no	NAPLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• S••••••••	C•••••• S••••• I••••••••• M••••••••• I••	Jul 2, 2020	Jul 7, 2020	5	Firm change	Other
P•••••• C•••••• M••••••••• L•	W••••• S••••••••	Apr 8, 2008	Oct 16, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
105323:106753:FL:2020-07-02	Jul 2, 2020	Jul 7, 2020	NAPLES, FL	Firm change

Relationships

Registered with (3)

→ C•••••• S••••• I••••••••• M••••••••• I••Registered adviserregistration: current employment
Jul 7, 2020 to presentfactForm ADV
→ W••••• S••••••••Registered adviserregistration: previous registration
Oct 16, 2009 to Jul 2, 2020factForm ADV
→ P•••••• C•••••• M••••••••• L•Registered adviserregistration: previous registration
May 3, 2006 to Apr 8, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30126a34-c06c-fda8-24ac-1bb11489fc02
First observed: May 3, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.