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W•••••• S•••••••• • C••••••, LLC, CRD 105323
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| O••••• H••• L•••••• | Hedge Fund | $59.9M | Mar 11, 2014 | 83 | Mar 29, 2012 | dropped | 021-57154 |
| O••••• C••••••••• R••• E••••• S••••••••• O••••••• F••• L•••••• | Hedge Fund | $4.8M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••••••• J••••• D•••• | SENIOR VICE PRESIDENT - DIRECTOR OF TAX EXEMPT PORTFOLIO MANAGEMENT | Na | yes | 05/2010 | Mar 29, 2012 | Jul 2, 2020 |
| D••••••••• J••••••••• M••• | SENIOR VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | Na | yes | 06/2005 | Mar 29, 2012 | Jul 2, 2020 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $66.5M | $8.9B | -99.3% | $7.6B | -79.4% | 10 | 67 | 0 | 8 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C•••••• S••••• I••••••••• M••••••••• I•• | 9 | Jul 2, 2020 | Aug 13, 2020 | NAPLES, FL | Firm absorbed | Other | 60.0% |
| C•••••• S••••• I••••••••• A•••••••• I•• | 4 | Jul 2, 2020 |
| 14 |
| Mar 29, 2012 |
| dropped |
| 021-162012 |
| L•••• J•••••• S• | President | Na | yes | 06/2019 | Mar 29, 2012 | Jul 2, 2020 |
| M••••••• J•••• S•••••• | MANAGING DIRECTOR - DIRECTOR OF TAXABLE PORTFOLIO MANAGEMENT | Na | yes | 01/2008 | Mar 29, 2012 | Jul 2, 2020 |
| M•••••• E••••••••• R••• | SENIOR VICE PRESIDENT - DIRECTOR OF CLIENT SERVICES | Na | yes | 03/2008 | Mar 29, 2012 | Jul 2, 2020 |
| M•••••• E•••••• A•••• | MANAGING DIRECTOR | Na | yes | 02/2007 | Mar 29, 2012 | Jul 2, 2020 |
| R•••••••• T•••••• N•••• | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER | Na | yes | 01/2008 | Mar 29, 2012 | Jul 2, 2020 |
| S••••••••• M••••••• J••• | SHAREHOLDER AND PRESIDENT | C | yes | 08/1991 | Mar 29, 2012 | Jul 2, 2020 |
| S••••••••• M••••••• J••• | CHIEF RISK OFFICER | Na | yes | 08/1991 | Mar 29, 2012 | Jul 2, 2020 |
| S•••••• R•••••• W•••••• | VICE PRESIDENT - DIRECTOR OF INFORMATION SYSTEMS | Na | yes | 03/2018 | Mar 26, 2018 | Jul 2, 2020 |
| W•••••• M•••••• M•••••• | CHIEF EXECUTIVE OFFICER | Na | yes | 01/1987 | Mar 29, 2012 | Jul 2, 2020 |
| W•••••• M•••••• M•••••• | SHAREHOLDER AND CEO | C | yes | 01/1987 | Mar 29, 2012 | Jul 2, 2020 |
| W•••••• S•••••••• • C••••••• I••• | Manager | E | yes | 03/2017 | Mar 30, 2017 | Jul 2, 2020 |
| A•••••• G••••••• M•••••••• C•••• | Member | B | no | 09/2017 | Sep 7, 2017 | Jul 2, 2020 |
| $11B |
| $10B |
| 67 |
| 33 |
| 9 |
| n/a |
| n/a |
| 2018 | Feb 20, 2019 | $8.9B | $8.8B | 67 | 33 | 8 | n/a | n/a |
| 2017 | Mar 26, 2018 | $8.3B | $8.3B | 63 | 28 | 6 | n/a | n/a |
| 2016 | Feb 28, 2017 | $7.6B | $7.5B | 55 | 28 | n/a | n/a | n/a |
| 2015 | Mar 23, 2016 | $5.8B | $5.6B | 46 | 23 | n/a | n/a | n/a |
| 2014 | Mar 25, 2015 | $5.2B | $5.1B | 42 | 21 | n/a | n/a | n/a |
| 2013 | Mar 11, 2014 | $4.5B | $4.5B | 41 | 19 | n/a | 1 | $59.9M |
| 2012 | Mar 27, 2013 | $4.5B | $4.5B | 43 | 18 | n/a | 1 | $90.2M |
| 2011 | Mar 29, 2012 | $4.1B | $4.1B | n/a | n/a | n/a | 2 | $57.5M |
| NAPLES, FL |
| Team lift out |
| Other |
| 26.7% |