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Advisor at MATADOR FINANCIAL
SAINT JOHNS, FL | Marrietta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MATADOR FINANCIAL | State registered | Sep 26, 2014 | n/a | yes | SAINT JOHNS, FL|Marrietta, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 26, 2012 | Sep 16, 2014 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MATADOR FINANCIAL | Sep 16, 2014 | Sep 26, 2014 | 10 | Firm change | Wirehouse to state RIA |