DFX Intelligence

W•••••• F•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

W•••••• F•••• M••••••••

Advisor at L•• F•••••••• L••

WEST HARTFORD, CT | GLASTONBURY, CT

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Search this name across graphsid dfx:ria:30202f9f-ef7b-80aa-f397-1742d27ab1fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 18, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 14, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	WEST HARTFORD, CT\|GLASTONBURY, CT	Current employment
O•••• F•• I•••	Former SEC adviser	Mar 20, 2009	Jan 23, 2025	no	HARTFORD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	L•• F•••••••• L••	Jan 23, 2025	Jan 23, 2025	0	Firm change	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O•••• F•• I•••	Mar 16, 2009	Mar 20, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
3978:6413:CT:2025-01-23	Jan 23, 2025	Jan 23, 2025	HARTFORD, CT	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Mar 20, 2009 to Jan 23, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 18, 1999 to Mar 16, 2009factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
W•••••• F•••• M•••••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2025-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30202f9f-ef7b-80aa-f397-1742d27ab1fe
First observed: Feb 18, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.